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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
17/05/2021 JC 2021 31 PR Press Release_ESAs’ report on the implementation and functioning of the securitisation regulation , Press Release PDF
125.8 KB
14/04/2021 ESMA71-99-1637 Retail clients continue to lose out due to high investment products costs , Press Release PDF
105.12 KB
30/03/2021 ESMA71-99-1622 CRA Enforcement Case Moodys March 2021 , , Press Release PDF
134.39 KB
26/03/2021 ESMA71-99-1603 ESMA consults on the framework for EU Money Market Funds Press Release PDF
105.85 KB
24/03/2021 ESMA71-99-1604 ESMA assesses the compliance with UCITS liquidity rules and highlights areas for vigilance , Press Release PDF
128.29 KB
10/02/2021 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
226.56 KB
13/01/2021 ESMA50-164-4045 Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation Compliance table PDF
145.06 KB
04/01/2021 ESMA71-99-1498 Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories , , , Press Release PDF
94.63 KB
18/12/2020 ESMA34-49-186 Confirmation of compliance with Guidelines- MMF Stress test guidelines , Compliance table PDF
136.41 KB
01/12/2020 ESMA32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information , Compliance table PDF
150.56 KB
13/11/2020 ESMA34-32-699 Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) , Compliance table PDF
104.24 KB
13/11/2020 ESMA71-99-1418 ESMA tells fund managers to improve readiness for future adverse shocks Press Release PDF
89.58 KB
28/10/2020 ESMA71-99-1422 Press Release European Common Enforcement Priorities 2020 , , , Press Release PDF
101.44 KB
04/06/2020 ESMA71-99-1339 ESMA promotes convergence in the supervision of costs in UCITS and AIFs , Press Release PDF
85.27 KB
04/06/2020 ESMA71-99-1338 Scope Ratings Enforcement Action , Press Release PDF
127.88 KB
13/05/2020 ESMA71-99-1327 Press Release CLO Thematic Report , , Press Release PDF
123.56 KB
23/04/2020 JC 2020 41 ESAs consult on Environmental, Social and Governance disclosure rules , Press Release PDF
131.43 KB
06/04/2020 ESMA71-99-1301 ESMA report stresses impact of costs on retail investor benefits , , Press Release PDF
109.54 KB
27/03/2020 ESMA34-39-967 ESMA consults on guidance to address leverage risk in the AIF sector Press Release PDF
83.19 KB
09/03/2020 ESMA71-99-1287 ESMA Supervision WP 2020 , , , , , Press Release PDF
130.42 KB

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