ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
91
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Short Selling filter Short Selling
- CESR Archive (183) Apply CESR Archive filter
- Warnings and publications for investors (91) Apply Warnings and publications for investors filter
- MiFID - Investor Protection (58) Apply MiFID - Investor Protection filter
- Post Trading (57) Apply Post Trading filter
- Fund Management (47) Apply Fund Management filter
- Guidelines and Technical standards (34) Apply Guidelines and Technical standards filter
- MiFID - Secondary Markets (32) Apply MiFID - Secondary Markets filter
- Market Abuse (14) Apply Market Abuse filter
- Prospectus (12) Apply Prospectus filter
- Trading (7) Apply Trading filter
- Securitisation (6) Apply Securitisation filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- IFRS Supervisory Convergence (4) Apply IFRS Supervisory Convergence filter
- Transparency (4) Apply Transparency filter
- Corporate Governance (3) Apply Corporate Governance filter
- Innovation and Products (3) Apply Innovation and Products filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- CCP Directorate (2) Apply CCP Directorate filter
- Corporate Finance (2) Apply Corporate Finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Sustainable finance (2) Apply Sustainable finance filter
- Trade Repositories (2) Apply Trade Repositories filter
- Corporate Information (1) Apply Corporate Information filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Compliance table filter Compliance table
- (-) Remove Investor Warning filter Investor Warning
- Letter (233) Apply Letter filter
- Guidelines & Recommendations (139) Apply Guidelines & Recommendations filter
- Reference (134) Apply Reference filter
- Press Release (126) Apply Press Release filter
- Final Report (79) Apply Final Report filter
- Statement (68) Apply Statement filter
- Opinion (48) Apply Opinion filter
- Report (38) Apply Report filter
- Decision (30) Apply Decision filter
- Speech (21) Apply Speech filter
- Technical Advice (17) Apply Technical Advice filter
- Technical Standards (11) Apply Technical Standards filter
- Q&A (10) Apply Q&A filter
- Annual Report (8) Apply Annual Report filter
- CESR Document (4) Apply CESR Document filter
- SMSG Advice (2) Apply SMSG Advice filter
Your filters
Credit Rating Agencies X Joint Committee X IAS Regulation X Corporate Disclosure X Short Selling X Market Integrity X Benchmarks X Compliance table X Investor Warning X Consultation Paper X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
25/02/2021 | ESMA80-187-807 | Consultation Paper- Guidelines on use of alternative methodology | Benchmarks | Consultation Paper | PDF 263.42 KB |
||||
29/01/2021 | ESMA 80-196-5019 | Consultation Paper on Fees Charged to CRAs by ESMA | Credit Rating Agencies | Consultation Paper | PDF 345.85 KB |
||||
23/12/2020 | ESMA43-370-272 | CP on Procedural rules for penalties imposed on Benchmark Administrators | Benchmarks | Consultation Paper | PDF 370.26 KB |
||||
01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
25/09/2020 | ESMA80-187-623 | Consultation Paper on BMR Advice Fees | Benchmarks | Consultation Paper | PDF 479.77 KB |
||||
24/09/2020 | ESMA74-362-773 | CP on MiFID II MiFIR review report | Benchmarks, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading | Consultation Paper | PDF 688.1 KB |
||||
23/04/2020 | JC 2020 16 | Joint ESA consultation on ESG disclosures | Joint Committee, Sustainable finance | Consultation Paper | PDF 911.13 KB |
||||
02/04/2020 | ESMA70-151-2823 | ESMA Report to the European Commission on Central Clearing Obligations for PSA- No 1 | Joint Committee, Post Trading, Supervisory convergence | Consultation Paper | PDF 309.21 KB |
||||
30/03/2020 | ESMA33-5-829 | Call for evidence on access and use of ratings | Credit Rating Agencies | Consultation Paper | PDF 307.88 KB |
||||
11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
09/03/2020 | ESMA70-156-1464 | Draft Regulatory Technical Standards under the Benchmarks Regulation | Benchmarks | Consultation Paper | PDF 649.44 KB |
||||
05/12/2019 | ESMA33-9-355 | Guidelines on Internal Controls for CRAs | Credit Rating Agencies | Consultation Paper | PDF 523.56 KB |
||||
04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
16/10/2019 | JC-2019-63 | Consultation Paper on amendments to PRIIPs KID | Fund Management, Joint Committee | Consultation Paper | PDF 2.42 MB |
||||
27/05/2019 | ESMA70-145-1145 | Consultation paper on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trades Repositories | Market Integrity, Post Trading | Consultation Paper | PDF 545.53 KB |
||||
04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
19/12/2018 | ESMA 33-9-290 | Consulation Paper on Disclosure Requirements Applicable to Credit Ratings | Credit Rating Agencies | Consultation Paper | PDF 519.77 KB |
||||
06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 293.08 KB |
||||
19/07/2018 | ESMA 33-9-252 | Consulation Paper on Revised Guidelines on Periodic Reporting by CRAs | Credit Rating Agencies | Consultation Paper | PDF 1.87 MB |
||||
27/03/2018 | ESMA33-9-235 | Consultation paper- Draft Guidelines on “as stringent as” notion in the CRA Regulation | Credit Rating Agencies | Consultation Paper | PDF 964.56 KB |