ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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23/01/2013 | 2013/87 | 2013 CRA supervision and policy work plan | Credit Rating Agencies | Reference | PDF 114.95 KB |
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01/12/2015 | JC/2015/079 | 2015 list of identified Financial Conglomerates | Joint Committee, MiFID - Investor Protection | Reference | PDF 146.29 KB |
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10/10/2014 | JC/2014/74 | 2015 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 241.51 KB |
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28/09/2015 | 2015/1469 | 2015-1469- Investment Firms briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 314.38 KB |
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28/09/2015 | 2015/1470 | 2015-1470- Non-financials briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 307.12 KB |
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05/10/2015 | JC/2015/055 | 2016 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 249.68 KB |
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05/10/2015 | JC/2015/055 | 2016 Work Programme of the Joint Committee of the European Supervisory Authorities | Joint Committee | Reference | PDF 249.68 KB |
The Joint Committee of the European Supervisory Authorities in 2016 will continue to prioritise consumer protection – in particular the work on Packaged Retail and Insurance-based Investment Products (PRIIPs), and cross-sectoral risk analysis. Moreover, it will proceed with the joint regulatory work already underway in areas such as anti-money laundering, financial conglomerates and securitisation while being prepared to address any new developments in the European regulatory field if necessary. | |||
09/02/2016 | 2016/272AF | 2016_mdsc_cwg_application_form | MiFID - Secondary Markets | Reference | DOCX 40.48 KB |
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30/05/2005 | Austria | Accepted Market Practices- Austrian provisions- Not continued under MAR | Market Abuse | Reference | PDF 19.9 KB |
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30/05/2005 | AMP France Buy Back | Accepted Market Practices: a market practice related to share buy back programs. Buy an hold for future use as means of payment for acquiring another company on Euronext (France)- Not continued under MAR | Market Abuse | Reference | PDF 71.11 KB |
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30/05/2005 | AMP France Liquidity | Accepted Market Practices: a market practice related to share buy back programs. Liquidity contracts on Euronext (France) | Market Abuse | Reference | PDF 107.34 KB |
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23/06/2011 | AMP Netherlands | Accepted Market Practices: Liquidity agreements (Netherlands)- TERMINATED UNDER MAR ON 19 September 2017 | Market Abuse | Reference | PDF 96.72 KB |
The publication (in Dutch) of the decision to terminate the Dutch AMP on liquidity agreements can be found on the AFM’s website at the following link https://www.afm.nl/nl-nl/professionals/nieuws/2017/sep/beeindigen-amp. |
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19/08/2008 | AMP Portugal | Accepted Market Practices: Liquidity Contracts (Portugal) – To be replaced by an accepted market practice under MAR | Market Abuse | Reference | PDF 101.04 KB |
The national legal text is available on the CMVM website. |
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11/02/2008 | AMP Spain | Accepted Market Practices: Liquidity Contracts (Spain) – Replaced by an accepted market practice under MAR on 11 July 2017 | Market Abuse | Reference | PDF 157.13 KB |
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22/06/2012 | AMF AMP 2012 | Accepted market practices: Liquidity contracts for bonds (France)- Not continued under MAR | Market Abuse | Reference | PDF 242.43 KB |
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15/01/2009 | AMP Greece | Accepted Market Practices: Purchase of own shares to hold them for future acquisition of shares of another company (Greece)- Not continued under MAR | Market Abuse | Reference | PDF 77.84 KB |
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30/05/2005 | AMP Austria | Accepted Market Pratices: Valuation transaction on the bond market on the Vienna Stock Exchange (Austria) | Market Abuse | Reference | PDF 78.74 KB |
The Austrian provisions in their original form can be found by clicking on the following link. | |||
23/12/2015 | 2015/1911 | Annex III- Draft ISO 20022 message specification | MiFID - Secondary Markets | Reference | ZIP 1.13 MB |
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18/01/2021 | JC 2020 85 | Annex to draft ITS on IGT and RC reporting templates for conglomerates | Joint Committee | Reference | PDF 1.23 MB |
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03/06/2020 | ESMA70-155-9967 | Annex to Opinion on MiFIDII Position Limits | MiFID - Secondary Markets | Reference | XLSX 54.8 KB |