ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
125
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Credit Rating Agencies X Joint Committee X Corporate Information X Reference X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/02/2019 ESMA40-134-347 Conflict of interests and ethics policy- ESMA staff , Reference PDF
6.95 MB
14/06/2011 2011/190 ESMA guidebook Reference PDF
781.37 KB
This guidebook provides useful information for persons coming to ESMA for meetings or hearings.
09/08/2011 2011/239 2011 Calendar of the Chair and Executive Director of ESMA- updated 20 December 2011 Reference PDF
219.25 KB
04/01/2012 2011/330 final ESMA 2012 Work Programme Reference PDF
751.64 KB
This document sets out ESMA’s work programme for 2012, highlighting the key priorities and explaining how they will be delivered. This document has been approved by ESMA’s Management Board and Board of Supervisors. Annex 3 presents a more detailed view on the key work streams ESMA will run in 2012.
19/07/2012 2011/454 MOU on the supervision of CRAs- ESMA and ASIC , Reference PDF
4 MB
This document contains two copies of the MOU, signed by ESMA and by the ASIC.
03/01/2011 2011/9 Frequently asked questions- a guide to understanding ESMA Reference PDF
307.77 KB
17/04/2012 2012/108 ESMA budget for 2012 Reference PDF
180.43 KB
19/07/2012 2012/124 MOU on the supervision of CRAs- ESMA and MAS , Reference PDF
574.14 KB
07/05/2012 2012/275 ESMA’s 2012 Regulatory Work Programme Reference PDF
198.04 KB
ESMA’s annual regulatory programme aims to provide information on the planned technical standards, technical advice and guidelines & recommendations to be issued by ESMA in 2012. This information is provided in accordance with article 3 of the procedure for developing and adopting draft technical standards and guidelines and recommendations. The regulatory programme takes into account, amongst others, ESMA’s objectives and tasks, the procedure for adopting technical standards, providing technical advice and issuing guidelines as well as the scope and nature of specific powers conferred in European Union legislative acts to ESMA.    The regulatory work programme is based on the ESMA 2012 Work Programme approved by the Board of Supervisors in November 2011 and published on 4 January 2012 on the ESMA website, but provides a more detailed outline of the individual work streams.  
01/10/2012 2012/631 ESMA 2013 Work Programme Reference PDF
699.1 KB
01/10/2012 2012/632 ESMA 2013-2015 multi annual work programme Reference PDF
298.61 KB
07/02/2013 2013/157 ESMA budget for 2013 Reference PDF
103.43 KB
16/12/2013 2013/1933 CRAs’ Market share calculation according to Article 8d of the CRA Regulation Reference PDF
181.17 KB
31/12/2013 2013/1986 2013 Calendar of the Chair and Executive Director of ESMA Reference PDF
213.22 KB
In order to ensure transparency in their dealings with external stakeholders the Chair and Executive Director made an undertaking to the European Parliament to publish details of these meetings. This calendar is updated on a regular basis.
05/04/2013 2013/455 2013 Regulatory Work Programme Reference PDF
562.57 KB
2013 Regulatory Work Programme The 2013 Regulatory Work Programme (RWP) is based on ESMA’s 2013 Work Programme, published in October 2012, and provides a detailed breakdown of the of the individual workstreams as outlined in the 2013 Work Programme.  The RWP is based on the draft proposals of the European Commission for a number of upcoming legislative texts including MiFIR, MAR etc, and the timelines and details for various work streams are subject to further revision once the European Union institutions have finalised the relevant legislation.The RWP should normally be published in conjunction with the annual Work Programme on which it is based.  However, the 2013 RWP was delayed due to uncertainty over several components of the EU’s legislative programme.  As this uncertainty has been prevalent over the last two years, ESMA will amend its procedures to allow it to publish the RWP in Q1 of the relevant year, rather than with its Work Programme the preceding autumn.The RWP was approved on 29 January 2013 by ESMA’s Board of Supervisors.
29/04/2013 2013/518 ESMA Chair and Executive Director- Key Dates Calendar Reference PDF
155.27 KB
06/03/2014 2013/611 HR Key concepts of the AIFMD Reference PDF
182.79 KB
SmjerniceSmjernice o glavnim pojmovima AIFMD-a (Alternative Investment Fund Managers Directive/Direktive o upraviteljima alternativnim investicijskim fondovima)
23/01/2013 2013/87 2013 CRA supervision and policy work plan Reference PDF
114.95 KB
16/10/2013 2013/LCC/039 ESMA Specific Privacy Notice – Public procurement , Reference PDF
119.46 KB
16/10/2013 2013/LCC/Recruitment ESMA Specific Privacy Notice – Selections and Recruitments , Reference PDF
70.67 KB

Pages