ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
82
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Prospectus filter Prospectus
- (-) Remove Short Selling filter Short Selling
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Crowdfunding filter Crowdfunding
- CESR Archive (395) Apply CESR Archive filter
- Post Trading (59) Apply Post Trading filter
- Joint Committee (39) Apply Joint Committee filter
- Risk Analysis & Economics - Markets Infrastructure Investors (32) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Disclosure (30) Apply Corporate Disclosure filter
- Supervisory convergence (30) Apply Supervisory convergence filter
- Fund Management (27) Apply Fund Management filter
- MiFID - Secondary Markets (25) Apply MiFID - Secondary Markets filter
- Market Abuse (19) Apply Market Abuse filter
- CCP Directorate (18) Apply CCP Directorate filter
- IFRS Supervisory Convergence (14) Apply IFRS Supervisory Convergence filter
- Guidelines and Technical standards (12) Apply Guidelines and Technical standards filter
- Market data (10) Apply Market data filter
- Sustainable finance (9) Apply Sustainable finance filter
- Benchmarks (8) Apply Benchmarks filter
- Market Integrity (8) Apply Market Integrity filter
- Securities Financing Transactions (7) Apply Securities Financing Transactions filter
- Securitisation (6) Apply Securitisation filter
- Trading (6) Apply Trading filter
- Corporate Finance (4) Apply Corporate Finance filter
- European Single Electronic Format (4) Apply European Single Electronic Format filter
- Transparency (4) Apply Transparency filter
- Corporate Information (3) Apply Corporate Information filter
- Brexit (2) Apply Brexit filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- Press Releases (2) Apply Press Releases filter
- Audit (1) Apply Audit filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- IAS Regulation (1) Apply IAS Regulation filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Q&A filter Q&A
- (-) Remove CESR Document filter CESR Document
- Reference (182) Apply Reference filter
- Guidelines & Recommendations (149) Apply Guidelines & Recommendations filter
- Press Release (139) Apply Press Release filter
- Opinion (100) Apply Opinion filter
- Consultation Paper (85) Apply Consultation Paper filter
- Statement (59) Apply Statement filter
- Decision (49) Apply Decision filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Report (40) Apply Report filter
- Speech (40) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- Letter (24) Apply Letter filter
- Technical Advice (21) Apply Technical Advice filter
- Compliance table (15) Apply Compliance table filter
- Annual Report (12) Apply Annual Report filter
- Technical Standards (8) Apply Technical Standards filter
- SMSG Advice (3) Apply SMSG Advice filter
Your filters
Credit Rating Agencies X Management Board X MiFID - Investor Protection X Prospectus X Trade Repositories X Innovation and Products X Short Selling X Crowdfunding X Q&A X CESR Document X Final Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/05/2022 | ESMA35-43-3088 | Review of the MiFID II framework on best execution reports by investment firms | MiFID - Investor Protection | Final Report | PDF 282.7 KB |
||||
| 20/05/2022 | ESMA35-42-1088 | Q&A on the European crowdfunding service providers for business Regulation | Crowdfunding | Q&A | PDF 279.38 KB |
||||
| 19/05/2022 | ESMA35-42-1445 | Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation | MiFID - Investor Protection | Final Report | PDF 235.72 KB |
||||
| 29/04/2022 | ESMA35-42-1227 | Technical Advice on retail investor protection | MiFID - Investor Protection | Final Report | PDF 646.19 KB |
||||
| 04/04/2022 | ESMA70-448-10 | Final Report- Short Selling Regulation Review | Short Selling | Final Report | PDF 749.55 KB |
||||
| 31/03/2022 | ESMA35-36-2537 | Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 475.42 KB |
||||
| 25/03/2022 | ESMA74-362-2351 | Final report- Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Final Report | PDF 714.09 KB |
||||
| 28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
| 31/01/2022 | ESMA80-416-20 | Final report on the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings | Credit Rating Agencies | Final Report | PDF 282.39 KB |
||||
| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
| 03/01/2022 | ESMA35-43-2938 | Final report- Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 537.74 KB |
||||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 10/11/2021 | ESMA35-42-1183 | Draft technical standards under the European crowdfunding service providers for business Regulation | Crowdfunding, MiFID - Investor Protection | Final Report | PDF 1.43 MB |
||||
| 29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
||||
| 27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |
||||
| 12/07/2021 | ESMA74-362-1978 | Final report Technical Advice to EC on simplification and harmonisation of fees to TRs under EMIR and SFTR | Market data, Post Trading, Securities Financing Transactions, Trade Repositories | Final Report | PDF 278.42 KB |
||||
| 02/07/2021 | ESMA35-36-2319 | Final Report on joint ESMA and EBA GL on the assessment of suitability of members of the management body | MiFID - Investor Protection | Final Report | PDF 883.62 KB |
||||
| 21/06/2021 | ESMA80-196-5170 | Final Report Technical Advice on Fees Charged to CRAs by ESMA | Credit Rating Agencies | Final Report | PDF 404.7 KB |
||||
| 06/04/2021 | ESMA74-362-1853 | Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories | Market data, Supervisory convergence, Trade Repositories | Final Report | PDF 221.11 KB |
||||
| 30/03/2021 | ESMA74-362-1013 | MiFIR review report on the obligations to report transactions and reference data | Market data, MiFID - Investor Protection | Final Report | PDF 1004.75 KB |