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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
23/11/2021 ESMA70-156-4673 Annual Report on MAR administrative and criminal sanctions 2021 Annual Report PDF
338.34 KB
19/11/2021 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA , Reference PDF
283.67 KB
19/11/2021 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1023.15 KB
18/11/2021 ESMA35-30-703 Call for expression of interest: CWG of ESMA's IPISC Reference PDF
186.54 KB
18/11/2021 ESMA35-30-703 application form Application form- IPISC CWG renewal 2021 Reference DOCX
37.46 KB
01/10/2021 ESMA70-156-3921 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
172.07 KB
30/09/2021 ESMA35-43-2836 response form Response form for the Consultation Paper on Review of the MiFID II framework on best execution reports Reference DOCX
771.39 KB
30/09/2021 ESMA70-872942901-35 Q&A on MiFID II and MiFIR transparency topics Q&A PDF
978.13 KB
09/09/2021 ESACD 2021 Programme for the joint ESA Consumer Day 2021 , , Reference PDF
159.66 KB
06/08/2021 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
475.69 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

02/08/2021 CFA IPI 27/07/2021 Call for advice to the European Securities and Markets Authority (ESMA) regarding certain aspects relating to retail investor protection Reference PDF
178.79 KB
29/07/2021 ESMA33-5-87 Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA Q&A PDF
409.83 KB
20/07/2021 ESMA70-1861941480-56 Q&A on MiFIR data reporting , Q&A PDF
1.04 MB
15/07/2021 ESMA70-156-4731 Response form for the Consultation Paper on MAR Guidelines Reference DOCX
753.44 KB
13/07/2021 ESMA02-91-3252 ESMA Final Accounts Financial Year 2020 , Reference PDF
1.51 MB
02/07/2021 ESMA35-36-2319 Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body Reference XLSX
70.83 KB
16/06/2021 ESMA20-95-1381 2020 Annual Report , , , Annual Report PDF
4 MB
26/05/2021 ESMA70-156-4067 (response form) CP Response form- Technical standards for commodity derivatives , Reference DOCX
754.11 KB
12/05/2021 ESMA70-156-4233 Response form Response form- Consultation Paper on the RTS 2 Annual Review Reference DOCX
768.94 KB
13/04/2021 ESMA70-145-1398 IT_templates , Reference XLSX
168.41 KB

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