ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
24/06/2014 | 2014/685 | Draft Regulatory Technical Standards under the CRA3 Regulation | Credit Rating Agencies | Technical Standards | PDF 2.39 MB |
The European Securities and Markets Authority (ESMA) has published its Final Report on draft Regulatory Technical Standards (RTS) required under the Credit Rating Agencies (CRA3) Regulation regarding information on transparency of structured finance instruments, the European Rating Platform and periodic reporting of fees charged by credit rating agencies. The draft RTS, which complement the existing regulatory framework for credit rating agencies (CRAs), cover: • disclosure requirements on structured finance instruments (SFIs); • the European Rating Platform (ERP); and • the periodic reporting on fees charged by CRAs. | |||
25/09/2015 | 2015/1460 | ESMA Final Report on DRAFT RTS on EEAP | Transparency | Technical Standards | PDF 1.62 MB |
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22/12/2011 | 2011/462 | Final Report- Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation | Credit Rating Agencies | Technical Standards | PDF 445.83 KB |
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22/12/2011 | 2011/464 | Final report- Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA | Credit Rating Agencies | Technical Standards | PDF 485.78 KB |
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22/12/2011 | 2011/463 | Final report- Regulatory technical standards on the information for registration and certification of credit rating agencies | Credit Rating Agencies | Technical Standards | PDF 444.79 KB |
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22/12/2011 | 2011/461 | Final report- Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 | Credit Rating Agencies | Technical Standards | PDF 555.25 KB |
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16/12/2015 | 2015/MB/69 | SoC 4 November meeting of the Management Board | Management Board | Summary of Conclusions | PDF 63.93 KB |
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03/01/2020 | ESMA22-106-2024 | SoC ESMA Management Board December 2019 | Management Board | Summary of Conclusions | PDF 139.66 KB |
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13/03/2019 | ESMA22-106-1675 | SoC ESMA Management Board January 2019 | Management Board | Summary of Conclusions | PDF 167.33 KB |
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06/11/2019 | ESMA22-106-1988 | SoC ESMA Management Board October 2019 | Management Board | Summary of Conclusions | PDF 134.87 KB |
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06/09/2019 | ESMA22-106-1899 | SoC July 2019 Management Board | Management Board | Summary of Conclusions | PDF 192.16 KB |
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30/11/2015 | 2015/MB/60rev | SoC Management Board 23 September 2015 | Management Board | Summary of Conclusions | PDF 64.17 KB |
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29/01/2016 | 2016/MB/3rev1 | SoC Management Board December 2015 | Management Board | Summary of Conclusions | PDF 159.29 KB |
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15/07/2020 | ESMA22-106-2415 | SoC Management Board- 27 May 2020 | Management Board | Summary of Conclusions | PDF 178.96 KB |
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08/10/2015 | 2015/MB/49 | Summary of Conclusion 23 June 2015 meeting of the Management Board | Management Board | Summary of Conclusions | PDF 153.07 KB |
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16/12/2016 | 2016/MB/90rev1 | Summary of Conclusions Management Board meeting 08/11/2016 | Management Board | Summary of Conclusions | PDF 229.26 KB |
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27/09/2018 | ESMA22-106-1079 | Summary of Conclusions Management Board meeting 10 July 2018 | Management Board | Summary of Conclusions | PDF 246.68 KB |
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05/02/2018 | ESMA22-106-574 | Summary of Conclusions Management Board meeting 13 December 2017 | Management Board | Summary of Conclusions | PDF 164.16 KB |
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08/01/2021 | ESMA22-106-2952 | Summary of Conclusions Management Board Meeting 13 October 2020 | Management Board | Summary of Conclusions | PDF 97.46 KB |