ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
4
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- Warnings and publications for investors (91) Apply Warnings and publications for investors filter
- MiFID - Investor Protection (35) Apply MiFID - Investor Protection filter
- Guidelines and Technical standards (30) Apply Guidelines and Technical standards filter
- Fund Management (9) Apply Fund Management filter
- Post Trading (6) Apply Post Trading filter
- MiFID - Secondary Markets (5) Apply MiFID - Secondary Markets filter
- Market Abuse (3) Apply Market Abuse filter
- Corporate Disclosure (2) Apply Corporate Disclosure filter
- Market Integrity (2) Apply Market Integrity filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Information (1) Apply Corporate Information filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Short Selling (1) Apply Short Selling filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Investor Warning filter Investor Warning
- Reference (195) Apply Reference filter
- Guidelines & Recommendations (108) Apply Guidelines & Recommendations filter
- Press Release (104) Apply Press Release filter
- Summary of Conclusions (98) Apply Summary of Conclusions filter
- SMSG Advice (76) Apply SMSG Advice filter
- Consultation Paper (48) Apply Consultation Paper filter
- Final Report (47) Apply Final Report filter
- Letter (41) Apply Letter filter
- Statement (39) Apply Statement filter
- Decision (34) Apply Decision filter
- Report (30) Apply Report filter
- Technical Advice (12) Apply Technical Advice filter
- Annual Report (11) Apply Annual Report filter
- Speech (7) Apply Speech filter
- Technical Standards (7) Apply Technical Standards filter
- Opinion (4) Apply Opinion filter
- Q&A (2) Apply Q&A filter
- CESR Document (1) Apply CESR Document filter
Your filters
Credit Rating Agencies X European Single Electronic Format X Board of Supervisors X Careers X Audit X Securities and Markets Stakeholder Group X Joint Committee X Investor Warning X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 280.37 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. | |||
| 22/12/2015 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 242.92 KB |
||||
| 12/02/2018 | ESMA50-164-1284 | ESA warning on virtual currencies | Joint Committee, MiFID - Investor Protection | Investor Warning | PDF 563.64 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 477.73 KB |