ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/07/2012 | 2011/454 | MOU on the supervision of CRAs- ESMA and ASIC | Credit Rating Agencies, International cooperation | Reference | PDF 4 MB |
This document contains two copies of the MOU, signed by ESMA and by the ASIC. | |||
| 19/07/2012 | 2012/124 | MOU on the supervision of CRAs- ESMA and MAS | Credit Rating Agencies, International cooperation | Reference | PDF 574.14 KB |
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| 19/07/2012 | MOU SFC ESMA | MOU on the supervision of CRAs- ESMA and SFC Hong Kong | Credit Rating Agencies, International cooperation | Reference | PDF 497.63 KB |
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| 19/07/2012 | MOU SEC ESMA | MOU on the supervision of CRAs- ESMA and SEC | Credit Rating Agencies, International cooperation | Reference | PDF 306.87 KB |
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| 19/07/2012 | MOU CNV ESMA | MOU on the supervision of CRAs- ESMA and CNV Argentina | Credit Rating Agencies, International cooperation | Reference | PDF 169.13 KB |
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| 19/07/2012 | MOU Canada ESMA | MOU on the supervision of CRAs- ESMA and Canadian authorities | Credit Rating Agencies, International cooperation | Reference | PDF 139.68 KB |
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| 16/08/2012 | 2012/526 | Announcement of roundtable on materiality in financial reporting- 1 October 12 | IFRS Supervisory Convergence | Reference | PDF 100.21 KB |
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| 19/10/2012 | 2012/680 | Links to national websites for the purpose of the notification of net short positions | Short Selling | Reference | PDF 84.12 KB |
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| 31/10/2012 | 2012/718 | Final annual accounts of ESMA for 2011 | Planning reporting budget | Reference | PDF 841.35 KB |
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| 12/11/2012 | 2012/725 | European common enforcement priorities for 2012 financial statements | IFRS Supervisory Convergence | Reference | PDF 163.78 KB |
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| 21/11/2012 | ECA/ESMA 2011 | Report on the annual accounts of the European Securities and Markets Authority for the financial year 2011 together with the Authority’s replies | Planning reporting budget | Reference | PDF 114.64 KB |
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| 10/12/2012 | ESMA SSR Review mandate | Formal request to ESMA for technical advice on the evalutation of the short selling regulation | Short Selling | Reference | PDF 34.44 KB |
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| 23/01/2013 | 2013/87 | 2013 CRA supervision and policy work plan | Credit Rating Agencies | Reference | PDF 114.95 KB |
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| 04/02/2013 | 2013/14 | Call for expressions of interest: Consultative Working Group for ESMA’s Investment Management Standing Committee | Fund Management | Reference | PDF 129.5 KB |
To apply, please use the below Application form | |||
| 18/02/2013 | MOU ESMA/DFSA | MOU on the supervision of CRAs- ESMA and Dubai FSA | Credit Rating Agencies, International cooperation | Reference | PDF 181.09 KB |
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| 13/08/2013 | 2013/611 SV | Key concepts of the AIFMD | Fund Management | Reference | PDF 84.4 KB |
Riktlinjer Riktlinjer om nyckelbegrepp i direktivet om förvaltare av alternativa investeringsfonder | |||
| 20/08/2013 | 2013/1119 | Opinion on draft regulatory technical standards on types of AIFMs under Article 4(4) of Directive 2011/61/EU | Fund Management | Reference | PDF 247.02 KB |
The European Securities and Markets Authority (ESMA) submitted its formal opinion to the European Commission on 13 August, in response to the letter received on 8 July, on draft regulatory technical standards under Article 4(4) of Directive 2011/61/EU. The opinion was issued in accordance with Article 10(1) sixth subparagraph of Regulation (EU) No 1095/2010. | |||
| 03/10/2013 | 2013/1355 | ESMA 2014 Work Programme | Planning reporting budget | Reference | PDF 852.81 KB |
The European Securities and Markets Authority's (ESMA) 2014 Work Programme sets out ESMA’s planned activities and related budget for 2014. | |||
| 15/11/2013 | 2013/1359 | Consolidated AIFMD reporting template (revised) | Fund Management | Reference | XLSX 4.15 MB |
Questions regarding technical support should be sent to info.it.aifmd[at]esma.europa.eu. | |||
| 15/11/2013 | 2013/1360 | Tables 8-9-10 of Annex 2 of ESMA guidelines on AIFMD reporting obligation (revised) | Fund Management | Reference | XLSX 310.05 KB |
Questions regarding technical support should be sent to info.it.aifmd[at]esma.europa.eu. |