ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
33
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Securities and Markets Stakeholder Group (93) Apply Securities and Markets Stakeholder Group filter
- Board of Appeal (19) Apply Board of Appeal filter
- Management Board (12) Apply Management Board filter
- Joint Committee (9) Apply Joint Committee filter
- Short Selling (8) Apply Short Selling filter
- Corporate Information (7) Apply Corporate Information filter
- Market Integrity (6) Apply Market Integrity filter
- COVID-19 (5) Apply COVID-19 filter
- MiFID - Investor Protection (5) Apply MiFID - Investor Protection filter
- Sustainable finance (4) Apply Sustainable finance filter
- Trade Repositories (4) Apply Trade Repositories filter
- MiFID - Secondary Markets (3) Apply MiFID - Secondary Markets filter
- Careers (2) Apply Careers filter
- Fund Management (1) Apply Fund Management filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (210) Apply Reference filter
- Letter (189) Apply Letter filter
- Press Release (134) Apply Press Release filter
- Summary of Conclusions (88) Apply Summary of Conclusions filter
- Statement (83) Apply Statement filter
- Consultation Paper (60) Apply Consultation Paper filter
- Final Report (59) Apply Final Report filter
- Guidelines & Recommendations (49) Apply Guidelines & Recommendations filter
- Report (48) Apply Report filter
- Speech (43) Apply Speech filter
- Technical Advice (15) Apply Technical Advice filter
- Opinion (13) Apply Opinion filter
- Annual Report (12) Apply Annual Report filter
- Technical Standards (9) Apply Technical Standards filter
- Q&A (7) Apply Q&A filter
- Compliance table (6) Apply Compliance table filter
- CESR Document (3) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Credit Rating Agencies X European Single Electronic Format X Innovation and Products X Transparency X Benchmarks X Board of Supervisors X Corporate Disclosure X SMSG Advice X Decision X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
24/03/2022 | ESMA41-356-271 | Decision of the Board of Supervisors to adopt supervisory measures and impose fines in respect of infringements committed by REGIS-TR, S.A | Board of Supervisors, Trade Repositories | Decision | PDF 1.17 MB |
||||
12/07/2021 | ESMA41-356-187 | Decision- DTCC Derivatives Repository | Board of Supervisors, Trade Repositories | Decision | PDF 1.13 MB |
||||
30/03/2021 | ESMA41-356-168 | Public Notices Moodys UK DE ES FR IT | Board of Supervisors, Credit Rating Agencies | Decision | PDF 277.29 KB |
||||
30/03/2021 | ESMA41-356-132 | Decision 5-2021 Moody's Spain | Board of Supervisors, Credit Rating Agencies | Decision | PDF 332.83 KB |
||||
30/03/2021 | ESMA41-356-131 | Decision 4-2021 Moody's Italy | Board of Supervisors, Credit Rating Agencies | Decision | PDF 350.91 KB |
||||
30/03/2021 | ESMA41-356-130 | Decision 3-2021 Moody's Germany | Board of Supervisors, Credit Rating Agencies | Decision | PDF 333.78 KB |
||||
30/03/2021 | ESMA41-356-129 | Decision 2-2021 Moody's France | Board of Supervisors, Credit Rating Agencies | Decision | PDF 352.97 KB |
||||
30/03/2021 | ESMA41-356-114 | Decision 1-2021 Moody's UK | Board of Supervisors, Credit Rating Agencies | Decision | PDF 728.73 KB |
||||
06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
04/06/2020 | ESMA41-356-77 | Decision- Scope Ratings GmbH | Credit Rating Agencies | Decision | PDF 1022.35 KB |
||||
11/02/2020 | ESMA22-328-356 | Decision of the Board of Supervisors- Election of Management Board Members | Board of Supervisors, Management Board | Decision | PDF 116.69 KB |
||||
17/10/2019 | ESMA74-362-111 | Decision on delegation to the Chair the adoption of changes to technical instructions on IT and data matters | Board of Supervisors | Decision | PDF 127.62 KB |
||||
15/07/2019 | esma41-139-1224 | Amended_decision_nordea | Credit Rating Agencies | Decision | PDF 236.05 KB |
||||
15/07/2019 | esma41-139-1230 | Amended_decision_swedbank | Credit Rating Agencies | Decision | PDF 243.03 KB |
||||
15/07/2019 | esma41-139-1229 | Amended_decision_seb | Credit Rating Agencies | Decision | PDF 239.8 KB |
||||
15/07/2019 | esma41-139-1231 | Amended decision Handelsbanken | Credit Rating Agencies | Decision | PDF 244.4 KB |
||||
28/03/2019 | ESMA-41-356-11 | Decision Fitch UK | Credit Rating Agencies | Decision | PDF 697.42 KB |
||||
28/03/2019 | ESMA41-356-22 | Public notice Fitch Group | Credit Rating Agencies | Decision | PDF 227.33 KB |
||||
11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
||||
11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |