ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/12/2019 | ESMA33-5-370 | Response Form CP on GLs on Internal Controls for CRAs | Credit Rating Agencies | Reference | DOCX 745.76 KB |
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| 02/12/2019 | ESMA80-191-932 | Guidance on registering securitisation repositories | Credit Rating Agencies | Reference | PDF 147.3 KB |
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| 20/10/2019 | ES IC1 | ESMA-ASIC MoU on BMR | Benchmarks | Reference | PDF 368.11 KB |
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| 11/07/2019 | ESMA41-137-1148 | Svenska Handelsbanken AB- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 100.13 KB |
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| 11/07/2019 | ESMA41-137-1146 | SEB- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 99.83 KB |
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| 11/07/2019 | ESMA41-137-1149 | Nordea- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 99.88 KB |
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| 11/07/2019 | ESMA41-137-1151 | Swedbank- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 100.89 KB |
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| 27/05/2019 | ESMA70-151-1019 | Consolidated SFTR_Validation_Rules | Securities Financing Transactions | Reference | XLSX 120.19 KB |
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| 27/05/2019 | ESMA70-151-2371 | Response form to consultation on Guidelines for reporting under Articles 4 and 12 SFTR | Securities Financing Transactions | Reference | DOCX 757.3 KB |
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| 28/03/2019 | ESMA-41-356-14 | ESMA fine Fitch France | Credit Rating Agencies | Reference | PDF 432.67 KB |
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| 22/03/2019 | esma335-5-731 | Presentation ESG factors in CRAs | Credit Rating Agencies | Reference | PDF 222.96 KB |
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| 23/07/2018 | ESMA41-137-1144 | Danske- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 81.01 KB |
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| 18/05/2018 | ESMA33-9-226 | CRA Technical Committee Terms of Reference | Credit Rating Agencies | Reference | PDF 288.41 KB |
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| 27/03/2018 | ESMA33-9-235 reply form | Reply form- Consultation on Draft Guidelines on “as stringent as” notion in the CRA Regulation | Credit Rating Agencies | Reference | DOCX 766.45 KB |
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| 27/03/2018 | ESMA33-128-212 reply form | Reply form- Consultation Paper TA Fees Securitisation Repositories | Securities Financing Transactions | Reference | DOCX 766.76 KB |
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| 27/03/2018 | ESMA33-128-109 reply form | Reply form- Consultation Paper Securitisation Repositories Application | Securities Financing Transactions | Reference | DOCX 767.02 KB |
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| 11/01/2018 | ESMA71-99-928 | Factsheet on Credit Rating Agencies Fees | Credit Rating Agencies | Reference | PDF 128.63 KB |
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| 18/12/2017 | ESMA65-8-5306 | Benchmarks attributes | Benchmarks | Reference | PDF 229.87 KB |
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| 29/11/2017 | ECB/ESMA/FSMA | Risk Free Rate Working Group Application Form | Benchmarks | Reference | DOCX 25.87 KB |
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| 29/09/2017 | ESMA70-145-253 | Response form for the Consultation Paper on Guidelines for non-significant benchmarks | Benchmarks | Reference | DOCX 768.13 KB |