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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|04/12/2020||ESMA65-8-6480||Money Market Fund Reporting Technical Reporting Instructions||Fund Management||Reference||ZIP
|19/11/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/11/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|09/11/2020||ESMA34-45-926 response form||Response form- draft guidelines on marketing communications||Fund Management||Reference||DOCX
|06/11/2020||Overview recruitments||Overview recruitments- Updated November 2020||Careers, Vacancies||Reference||PDF
|15/10/2020||ESMA34-46-96||Register of authorised European long-term investment funds (ELTIFs)||Fund Management||Reference||XLSX
|15/10/2020||ESMA70-156-2187||Public Statement BMR transitional period- pending applications||Benchmarks||Reference||PDF
|17/07/2020||ESMA34-47-351||IMSC Terms of Reference||Fund Management||Reference||PDF
|08/07/2020||ESMA33-5-852||Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire C||Credit Rating Agencies||Reference||DOCX
|08/07/2020||ESMA33-5-850||Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire B||Credit Rating Agencies||Reference||DOCX
|08/07/2020||ESMA33-5-851||Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire A||Credit Rating Agencies||Reference||DOCX
|17/06/2020||ESMA63-46-710||Policy on the reimbursement for external persons||Careers, Management Board||Reference||PDF
|17/06/2020||ESMA63-46-716||Policy on the reimbursement of candidates and trainees||Careers, Management Board||Reference||PDF
|04/06/2020||ESMA41-356-82||Public Notice- Scope Ratings GmbH||Credit Rating Agencies||Reference||PDF
|17/04/2020||ESMA70-155-9524||ESMA BMR Equivalence MoU MAS||Benchmarks, International cooperation||Reference||PDF
|31/03/2020||ESMA34-45-893||Response form- Consultation on ITS on cross-border distribution of funds||Fund Management||Reference||DOCX
|27/03/2020||ESMA34-32-535||Response form- Consultation on guidelines on art 25 AIFMD||Fund Management||Reference||DOCX
|09/03/2020||ESMA80-199-332||ESMA Supervision- Annual Report 2019 and Work Programme 2020||Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories||Annual Report||PDF
|20/02/2020||ESMA34-32-418||AIFMD MoUs signed by the EU authorities||Fund Management, International cooperation||Reference||XLSX