ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
331
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- CESR Archive (1055) Apply CESR Archive filter
- Guidelines and Technical standards (585) Apply Guidelines and Technical standards filter
- Post Trading (306) Apply Post Trading filter
- Corporate Disclosure (297) Apply Corporate Disclosure filter
- MiFID - Investor Protection (292) Apply MiFID - Investor Protection filter
- Fund Management (288) Apply Fund Management filter
- Press Releases (277) Apply Press Releases filter
- MiFID - Secondary Markets (266) Apply MiFID - Secondary Markets filter
- Corporate Information (204) Apply Corporate Information filter
- Joint Committee (199) Apply Joint Committee filter
- Securities and Markets Stakeholder Group (166) Apply Securities and Markets Stakeholder Group filter
- Warnings and publications for investors (141) Apply Warnings and publications for investors filter
- Speeches (134) Apply Speeches filter
- Board of Supervisors (132) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (115) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (101) Apply IFRS Supervisory Convergence filter
- Management Board (95) Apply Management Board filter
- Short Selling (75) Apply Short Selling filter
- IAS Regulation (74) Apply IAS Regulation filter
- Supervisory convergence (74) Apply Supervisory convergence filter
- Procurement (73) Apply Procurement filter
- Market Integrity (72) Apply Market Integrity filter
- Prospectus (65) Apply Prospectus filter
- Innovation and Products (60) Apply Innovation and Products filter
- Planning reporting budget (48) Apply Planning reporting budget filter
- Securitisation (47) Apply Securitisation filter
- International cooperation (42) Apply International cooperation filter
- Brexit (38) Apply Brexit filter
- Transparency (27) Apply Transparency filter
- European Single Electronic Format (22) Apply European Single Electronic Format filter
- Audit (20) Apply Audit filter
- Corporate Finance (20) Apply Corporate Finance filter
- Board of Appeal (18) Apply Board of Appeal filter
- Corporate Governance (18) Apply Corporate Governance filter
- Trade Repositories (18) Apply Trade Repositories filter
- Careers (12) Apply Careers filter
- MiFID II: Transparency Calculations and DVC (11) Apply MiFID II: Transparency Calculations and DVC filter
- Sustainable finance (7) Apply Sustainable finance filter
- ITMG (3) Apply ITMG filter
- Vacancies (3) Apply Vacancies filter
- Trading (1) Apply Trading filter
Type of document
- Press Release (65) Apply Press Release filter
- Reference (54) Apply Reference filter
- Guidelines & Recommendations (44) Apply Guidelines & Recommendations filter
- Consultation Paper (42) Apply Consultation Paper filter
- Final Report (30) Apply Final Report filter
- Statement (19) Apply Statement filter
- Decision (16) Apply Decision filter
- Report (11) Apply Report filter
- Technical Advice (11) Apply Technical Advice filter
- Letter (7) Apply Letter filter
- Opinion (6) Apply Opinion filter
- Speech (6) Apply Speech filter
- Technical Standards (6) Apply Technical Standards filter
- Annual Report (5) Apply Annual Report filter
- Compliance table (4) Apply Compliance table filter
- Q&A (4) Apply Q&A filter
- CESR Document (1) Apply CESR Document filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/12/2019 | ESMA71-99-1255 | PR on GLs for CRAs internal control functions | Credit Rating Agencies, Press Releases | Press Release | PDF 86.68 KB |
||||
| 05/12/2019 | ESMA33-9-355 | Guidelines on Internal Controls for CRAs | Credit Rating Agencies | Consultation Paper | PDF 523.56 KB |
||||
| 05/12/2019 | ESMA33-5-370 | Response Form CP on GLs on Internal Controls for CRAs | Credit Rating Agencies | Reference | DOCX 745.76 KB |
||||
| 03/12/2019 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 513.51 KB |
||||
| 02/12/2019 | ESMA80-191-932 | Guidance on registering securitisation repositories | Credit Rating Agencies | Reference | PDF 147.3 KB |
||||
| 29/11/2019 | ESMA33-9-340 | CRA Market Share Calculation 2019 | Credit Rating Agencies | Report | PDF 448.98 KB |
||||
| 29/10/2019 | ESMA71-319-150 | Conference on the adaptation of interest rate benchmarks to the new European regulation on benchmarks- Steven Maijoor ESMA Chair at CNMV Conference | Benchmarks, Speeches | Speech | PDF 109.75 KB |
||||
| 20/10/2019 | ES IC1 | ESMA-ASIC MoU on BMR | Benchmarks | Reference | PDF 368.11 KB |
||||
| 08/10/2019 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 137.2 KB |
||||
| 08/10/2019 | ESMA70-145-457 | Final report on Draft Regulatory Technical Standards on cooperation arrangements under Regulation (EU) No 596/2014 on market abuse | Market Abuse | Final Report | PDF 409.3 KB |
||||
| 07/10/2019 | ESMA70-155-8500 | Impact of no-deal Brexit on the application of MiFID II/MiFIR and the Benchmark Regulation (BMR) | Benchmarks, Brexit, MiFID - Secondary Markets | Statement | PDF 140.47 KB |
||||
| 07/10/2019 | ESMA90-1-167 | Update on the UK’s withdrawal from the European Union- preparations for a possible no-deal Brexit scenario on 31 October 2019 | Benchmarks, Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 179.84 KB |
||||
| 04/10/2019 | ESMA70-156-1394 | Reply form for the Consultation Paper on MAR review report | Market Abuse | Reference | DOCX 775.94 KB |
||||
| 03/10/2019 | ESMA71-99-1226 | Press release MAR review consulation | Market Abuse | Press Release | PDF 92.73 KB |
||||
| 03/10/2019 | ESMA70-156-1459 | Consultation paper MAR review | Market Abuse | Consultation Paper | PDF 1017.98 KB |
||||
| 25/09/2019 | ESMA71-319-141 | Introductory remarks- Second roundtable on euro risk-free rates | Benchmarks | Speech | PDF 108.47 KB |
||||
| 19/09/2019 | ESMA70-155-8524 | ESMA Opinion CNMV revised Accepted Market Practice | Market Abuse, Market Integrity | Opinion | PDF 520.92 KB |
||||
| 18/07/2019 | ESMA71-99-1199 | Press Release for CRA sustainability | Credit Rating Agencies, Sustainable finance | Press Release | PDF 79.07 KB |
||||
| 18/07/2019 | ESMA33-9-321 | Technical Advice on Sustainability Considerations in the Credit Rating Market | Credit Rating Agencies | Technical Advice | PDF 451.01 KB |
||||
| 18/07/2019 | ESMA33-9-320 | Final Report Guidelines on Disclosure Requirements Applicable to Credit Rating Agencies | Credit Rating Agencies | Final Report | PDF 336.63 KB |