ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
03/07/2020 ESMA63- 53-4584 Annual list of 2019 contractors Reference PDF
176.88 KB
30/06/2020 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
64.73 KB
29/06/2020 ESMA42-110-1132 Confirmation of compliance with guidelines Guidelines & Recommendations PDF
120.18 KB

This document is a template destined to be used by national competent authorities to report their compliance with ESMA guidelines.

22/06/2020 ESMA34-49-173 Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation Guidelines & Recommendations PDF
654.61 KB
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19/06/2020 ESMA63-43-1590 ESMA Budget Amendment n.1 for 2020 Reference PDF
330.08 KB
12/06/2020 ESMA70-155-9966 Annex to Opinion on MiFIR Transparency Reference XLSX
62.23 KB
08/06/2020 ESMA42-110-812 Notifications of Compliance with Guidelines – Overview Table Reference XLSX
75.46 KB
05/06/2020 ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements , Final Report PDF
395.33 KB
04/06/2020 ESMA41-356-82 Public Notice- Scope Ratings GmbH Reference PDF
138.38 KB
03/06/2020 ESMA70-155-9967 Annex to Opinion on MiFIDII Position Limits Reference XLSX
54.8 KB
28/05/2020 ESMA70-156-2187 Public Statement BMR transitional period- pending applications Reference PDF
130.51 KB
13/05/2020 ESMA80-189-6982 EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges , Final Report PDF
436.43 KB
06/05/2020 ESMA70-156-2803 Response form- SME Growth Markets , , Reference DOCX
771.99 KB
06/05/2020 ESMA41-140-79 Technical standards , Reference XLSX
119.1 KB
22/04/2020 ESMA63-313-567 Procurement plan overview Reference PDF
89.51 KB
17/04/2020 ESMA70-155-9524 ESMA BMR Equivalence MoU MAS , Reference PDF
584.97 KB
06/04/2020 ESMA70-151-2906 Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 Guidelines & Recommendations PDF
161.16 KB
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03/04/2020 ESMA34-39-968 Final report- Guidelines on performance fees in UCITS and certain types of AIFs , Final Report PDF
483.83 KB
01/04/2020 ESMA70-156-2311 MiFID II Review Report on position limits and position management , Final Report PDF
591.78 KB
31/03/2020 ESMA43-370-103 Final report on TA on EMIR 2.2 CCP fines , , , Final Report PDF
478.11 KB

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