REFINE YOUR SEARCH
Type of document
|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|07/06/2022||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|02/07/2020||SG34-45-937 slides||Public hearing on ESG disclosures CP 2 July 2020- Slides||Joint Committee, Sustainable finance||Reference||PDF
|30/06/2020||SG34-45-937||Public hearing on ESG disclosures CP 2 July 2020- Agenda||Joint Committee, Sustainable finance||Reference||PDF
|30/11/2021||SFDR EC Q&A CORRECTION||EC Q&A on sustainability-related disclosures- correction||Joint Committee, Sustainable finance||Q&A||PDF
|26/07/2021||SFDR EC Q&A||EC Q&A on sustainability-related disclosures||Joint Committee, Sustainable finance||Q&A||PDF
|18/05/2017||pkaspeech||Speech by Patrick Armstrong on The Adoption of RegTech within the Financial Services Industry||Innovation and Products||Speech||PDF
|13/05/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|30/03/2022||MoU USA - SEC||Memorandum of Understanding Related to ESMA’s Assessment of Compliance and Monitoring of the Ongoing Compliance with Recognition Conditions by Certain Clearing Agencies Established in the United States||CCP Directorate||Reference||PDF
|30/03/2022||MoU USA - CFTC Supplemental Arrangement||Supplemental Arrangement to 2016 Memorandum of Understanding Related to ESMA’s Assessment of Compliance and Monitoring of the Ongoing Compliance with Recognition Conditions by Derivatives Clearing Organizations Established in the United States||CCP Directorate||Reference||PDF
|30/03/2022||MoU Switzerland||Memorandum of Understanding Related to ESMA's Monitoring of the Ongoing Compliance with Recognition Conditions by CCPs Established in Switzerland||CCP Directorate||Reference||PDF
|30/03/2022||MoU Singapore||Memorandum of Understanding between ESMA and MAS Related to Central Counterparties Established in Singapore||CCP Directorate||Reference||PDF
|19/07/2012||MOU SFC ESMA||MOU on the supervision of CRAs- ESMA and SFC Hong Kong||Credit Rating Agencies, International cooperation||Reference||PDF
|19/07/2012||MOU SEC ESMA||MOU on the supervision of CRAs- ESMA and SEC||Credit Rating Agencies, International cooperation||Reference||PDF
|30/03/2022||MoU New Zeleand||Memorandum of Understanding between ESMA, the Reserve Bank of New Zealand and the Financial Markets Authority Related to CCPs Established in New Zealand||CCP Directorate||Reference||PDF
|30/03/2022||MoU Mexico||Memorandum of Understanding between European Securities and Markets Authority (ESMA)and theNational Banking and Securities Commission(CNBV) Related toCCPs Established in Mexico||CCP Directorate||Reference||PDF
|30/03/2022||MoU Korea||Memorandum of Understanding between ESMA and the FSC/FSS Related to CCPs Established in the Republic of Korea||CCP Directorate||Reference||PDF
|30/03/2022||MoU Japan - MAFF/METI||Memorandum of Cooperation between the European Securities and Markets Authority, and Ministry of Agriculture, Forestry and Fisheries of Japan and Ministry of Economy, Trade and Industry of Japan Related to CCPs Established in Japan||CCP Directorate||Reference||PDF
|30/03/2022||MoU Japan - JFSA||Memorandum of Cooperation between the European Securities and Markets Authority and Financial Services Agency of Japan Related to CCPs Established in Japan||CCP Directorate||Reference||PDF
|30/03/2022||MoU Hong Kong||Memorandum of Understanding between ESMA and the Securities and Futures Commission Related to CCPs Established in Hong Kong||CCP Directorate||Reference||PDF
|30/06/2016||MOU FSB ESMA||MoU on the supervision of CRAs- ESMA and FSB South Africa||Credit Rating Agencies, International cooperation||Reference||PDF