ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
29
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Brexit filter Brexit
- Corporate Disclosure (170) Apply Corporate Disclosure filter
- CESR Archive (99) Apply CESR Archive filter
- IAS Regulation (71) Apply IAS Regulation filter
- Procurement (62) Apply Procurement filter
- Post Trading (47) Apply Post Trading filter
- MiFID - Secondary Markets (31) Apply MiFID - Secondary Markets filter
- Fund Management (29) Apply Fund Management filter
- Joint Committee (19) Apply Joint Committee filter
- IFRS Supervisory Convergence (17) Apply IFRS Supervisory Convergence filter
- Audit (15) Apply Audit filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Transparency (10) Apply Transparency filter
- Corporate Information (9) Apply Corporate Information filter
- Prospectus (8) Apply Prospectus filter
- Innovation and Products (5) Apply Innovation and Products filter
- Market Abuse (5) Apply Market Abuse filter
- Securitisation (4) Apply Securitisation filter
- Sustainable finance (4) Apply Sustainable finance filter
- Market Integrity (3) Apply Market Integrity filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- Short Selling (3) Apply Short Selling filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Trade Repositories (2) Apply Trade Repositories filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- CCP Directorate (1) Apply CCP Directorate filter
- Crowdfunding (1) Apply Crowdfunding filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Q&A filter Q&A
- (-) Remove Technical Standards filter Technical Standards
- Guidelines & Recommendations (115) Apply Guidelines & Recommendations filter
- Press Release (107) Apply Press Release filter
- Reference (92) Apply Reference filter
- Opinion (63) Apply Opinion filter
- Consultation Paper (61) Apply Consultation Paper filter
- Statement (59) Apply Statement filter
- Final Report (37) Apply Final Report filter
- Investor Warning (26) Apply Investor Warning filter
- Speech (25) Apply Speech filter
- Report (23) Apply Report filter
- Decision (20) Apply Decision filter
- Technical Advice (13) Apply Technical Advice filter
- Compliance table (10) Apply Compliance table filter
- Annual Report (8) Apply Annual Report filter
Your filters
Credit Rating Agencies X Benchmarks X MiFID - Investor Protection X Brexit X Corporate Finance X Q&A X CLOSED Procedure X Technical Standards X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/06/2014 | 2014/685 | Draft Regulatory Technical Standards under the CRA3 Regulation | Credit Rating Agencies | Technical Standards | PDF 2.39 MB |
The European Securities and Markets Authority (ESMA) has published its Final Report on draft Regulatory Technical Standards (RTS) required under the Credit Rating Agencies (CRA3) Regulation regarding information on transparency of structured finance instruments, the European Rating Platform and periodic reporting of fees charged by credit rating agencies. The draft RTS, which complement the existing regulatory framework for credit rating agencies (CRAs), cover: • disclosure requirements on structured finance instruments (SFIs); • the European Rating Platform (ERP); and • the periodic reporting on fees charged by CRAs. | |||
| 16/12/2020 | ESA 2020 28 | ESAs Letter to IFRS Foundation consultation sustainability reporting | Corporate Finance | Letter | PDF 155.56 KB |
||||
| 13/07/2018 | ESMA31-59-995 | ESMA letter to EC on PR Level 1 | Corporate Finance | Letter | PDF 213.67 KB |
||||
| 26/04/2016 | 2016/648 | ESMA response to the Commission Green Paper on retail financial services | MiFID - Investor Protection | Letter | PDF 197.44 KB |
||||
| 30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
||||
| 22/12/2011 | 2011/462 | Final Report- Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation | Credit Rating Agencies | Technical Standards | PDF 445.83 KB |
||||
| 22/12/2011 | 2011/464 | Final report- Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA | Credit Rating Agencies | Technical Standards | PDF 485.78 KB |
||||
| 22/12/2011 | 2011/463 | Final report- Regulatory technical standards on the information for registration and certification of credit rating agencies | Credit Rating Agencies | Technical Standards | PDF 444.79 KB |
||||
| 22/12/2011 | 2011/461 | Final report- Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 | Credit Rating Agencies | Technical Standards | PDF 555.25 KB |
||||
| 01/10/2018 | ESMA35-36-1442 | IPISC UK withdrawal from the EU Letter | MiFID - Investor Protection | Letter | PDF 234.85 KB |
||||
| 16/02/2021 | ESMA32-339-151 | Letter IFRS IC TLTRO III | Corporate Finance | Letter | PDF 436.9 KB |
||||
| 17/11/2015 | 2015/1513 | Letter SM to EC- implementation timeline MiFID MiFIR | MiFID - Investor Protection | Letter | PDF 85.8 KB |
||||
| 24/06/2014 | 2014/686 | Letter to Commissioner Barnier re draft Regulatory Technical Standards under the CRA3 Regulation | Credit Rating Agencies | Letter | PDF 25.37 KB |
||||
| 16/07/2018 | ESMA33-128-504 | Letter to DG FISMA on STS Notification and Verificaion | Corporate Finance | Letter | PDF 217.43 KB |
||||
| 31/01/2020 | ESMA31-59-1451 | Letter to EC concerning ESMA's techical advice on general equivalence criteria for prospectuses | Corporate Finance | Letter | PDF 117.07 KB |
||||
| 30/01/2017 | ESMA70-708036281-19 | Letter to European Commission- EMIR Review and Sanctioning Powers | Credit Rating Agencies, Post Trading | Letter | PDF 265.24 KB |
||||
| 28/01/2014 | 2013/1941 | Letter to Jonathan Faull (EC) regarding draft technical standards | MiFID - Investor Protection, MiFID - Secondary Markets | Letter | PDF 44.25 KB |
||||
| 01/10/2018 | ESMA70-156-236 | Letter to the Commission on MiFID II third country regime | MiFID - Investor Protection | Letter | PDF 152.92 KB |
||||
| 22/06/2012 | 2012/382 | MiFID Q&A in the area of investor protection and intermediaries | MiFID - Investor Protection | Q&A | PDF 319.78 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |