ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/01/2021 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 115.81 KB |
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| 02/12/2020 | ESMA42-111-5461 | Opening Statement ECON Public Presentation FTPR 2 | Corporate Disclosure, Speeches, Supervisory convergence | Speech | PDF 101.67 KB |
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| 02/12/2020 | ESMA22-103-1194 | Keynote address – CMU and current challenges- Verena Ross, International Investors Conference Frankfurt | COVID-19, MiFID - Investor Protection, MiFID - Secondary Markets, Speeches, Supervisory convergence | Speech | PDF 155.85 KB |
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| 26/11/2020 | ESMA74-362-991 | Response Form CP DRSP Fees | Post Trading, Supervisory convergence, Trading | Reference | DOCX 760.67 KB |
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| 26/11/2020 | ESMA74-362-991 | Reponse form CP DRSP Criteria for Derogation | Supervisory convergence, Trading | Reference | DOCX 761.38 KB |
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| 06/11/2020 | ESMA71-99-1432 | Opening Statement Verena Ross ECMI 6 November 2020 | Credit Rating Agencies, Speeches | Speech | PDF 99.36 KB |
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| 08/07/2020 | ESMA33-5-852 | Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire C | Credit Rating Agencies | Reference | DOCX 747.02 KB |
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| 08/07/2020 | ESMA33-5-850 | Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire B | Credit Rating Agencies | Reference | DOCX 740.64 KB |
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| 08/07/2020 | ESMA33-5-851 | Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire A | Credit Rating Agencies | Reference | DOCX 744.26 KB |
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| 05/06/2020 | ESMA42-111-4966 | ESMA Peer Review Methodology | Supervisory convergence | Reference | PDF 312.79 KB |
This document replaces the previous version of the Peer Review Methodology |
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| 04/06/2020 | ESMA41-356-82 | Public Notice- Scope Ratings GmbH | Credit Rating Agencies | Reference | PDF 138.38 KB |
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| 02/04/2020 | ESMA 70-152-3050 | CCSPSA consultation_Response Form | Joint Committee, Post Trading, Supervisory convergence | Reference | DOCX 774.63 KB |
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| 27/03/2020 | ESMA70-151-3035 | PTRR consultation_Response Form | Post Trading, Supervisory convergence | Reference | DOCX 774.88 KB |
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| 27/03/2020 | ESMA74-362-546 | Response form- CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Reference | DOCX 771.64 KB |
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| 27/03/2020 | ESMA74-362-113 | Response form-Table of fields- CP on the TS under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Reference | XLSX 67.82 KB |
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| 12/02/2020 | ESMA32-67-642 | Sustainable financial markets: translating changing risks and investor preferences into regulatory action- Speech by Steven Maijoor, European Financial Forum, Dublin | Credit Rating Agencies, Speeches, Supervisory convergence | Speech | PDF 156.74 KB |
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| 06/01/2020 | ESMA74-362-388 | LEI statement SFTR | Securities Financing Transactions | Reference | PDF 105.88 KB |
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| 20/12/2019 | ESMA71-100-1792 | CRAs and TRs Follow Up Fees Factsheet | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Reference | PDF 122.09 KB |
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| 05/12/2019 | ESMA33-5-370 | Response Form CP on GLs on Internal Controls for CRAs | Credit Rating Agencies | Reference | DOCX 745.76 KB |
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| 02/12/2019 | ESMA80-191-932 | Guidance on registering securitisation repositories | Credit Rating Agencies | Reference | PDF 147.3 KB |