ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
26
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Speeches (142) Apply Speeches filter
- MiFID - Secondary Markets (94) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (77) Apply MiFID - Investor Protection filter
- Fund Management (37) Apply Fund Management filter
- Market Integrity (35) Apply Market Integrity filter
- Short Selling (35) Apply Short Selling filter
- Post Trading (33) Apply Post Trading filter
- Guidelines and Technical standards (31) Apply Guidelines and Technical standards filter
- CESR Archive (26) Apply CESR Archive filter
- Innovation and Products (18) Apply Innovation and Products filter
- COVID-19 (14) Apply COVID-19 filter
- Corporate Information (11) Apply Corporate Information filter
- Market Abuse (11) Apply Market Abuse filter
- Benchmarks (10) Apply Benchmarks filter
- Brexit (9) Apply Brexit filter
- Joint Committee (7) Apply Joint Committee filter
- IFRS Supervisory Convergence (4) Apply IFRS Supervisory Convergence filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (4) Apply Securitisation filter
- Prospectus (3) Apply Prospectus filter
- International cooperation (2) Apply International cooperation filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (2) Apply Sustainable finance filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Finance (1) Apply Corporate Finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
- Trading (1) Apply Trading filter
- Transparency (1) Apply Transparency filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Opinion filter Opinion
- (-) Remove Compliance table filter Compliance table
- Letter (169) Apply Letter filter
- Reference (147) Apply Reference filter
- Press Release (119) Apply Press Release filter
- Summary of Conclusions (69) Apply Summary of Conclusions filter
- Statement (64) Apply Statement filter
- Final Report (62) Apply Final Report filter
- Consultation Paper (50) Apply Consultation Paper filter
- Guidelines & Recommendations (43) Apply Guidelines & Recommendations filter
- Report (36) Apply Report filter
- Decision (24) Apply Decision filter
- Technical Advice (14) Apply Technical Advice filter
- Q&A (11) Apply Q&A filter
- Annual Report (10) Apply Annual Report filter
- Technical Standards (8) Apply Technical Standards filter
- CESR Document (3) Apply CESR Document filter
Your filters
Credit Rating Agencies X Securities Financing Transactions X Supervisory convergence X Board of Supervisors X Corporate Disclosure X Compliance table X Speech X Opinion X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
18/12/2013 | 2013/1944 | Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation | Prospectus, Corporate Disclosure | Opinion | PDF 75.6 KB |
||||
20/03/2013 | 2013/317 | Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive | Prospectus, Corporate Disclosure | Opinion | PDF 725.59 KB |
||||
01/07/2015 | 2015/1015 | ESMA assessment of Israeli laws and regulations on prospectuses | Corporate Disclosure | Opinion | PDF 173.89 KB |
||||
25/09/2015 | 2015/1462 | ESMA opinion on accounting for Deposit Guarantee Scheme | Corporate Disclosure, IFRS Supervisory Convergence | Opinion | PDF 127.91 KB |
||||
22/06/2016 | 2016/989 | Speech ISLA's 25th Anniversary Conference- Steven Maijoor, 22 June 2016, Vienna | Securities Financing Transactions, Speeches | Speech | PDF 242.25 KB |
||||
12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
||||
24/04/2017 | ESMA 32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 112.42 KB |
||||
19/10/2018 | ESMA 32-67-510 | Speech by ESMA Chair Maijoor at Banco de España – CEMFI – FSI High-Level Conference | Corporate Disclosure | Speech | PDF 288.04 KB |
||||
02/12/2020 | ESMA22-103-1194 | Keynote address – CMU and current challenges- Verena Ross, International Investors Conference Frankfurt | COVID-19, MiFID - Investor Protection, MiFID - Secondary Markets, Speeches, Supervisory convergence | Speech | PDF 155.85 KB |
||||
11/04/2017 | ESMA31-68-153 | Closing Keynote CMU Mid Term Review Public Hearing- Steven Maijoor | Speeches, Supervisory convergence | Speech | PDF 154.17 KB |
||||
01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
28/11/2019 | ESMA32-67-610 | EFRAG Conference 28 November 2019- IFRS and Regulation- Keynote Speech Steven Maijoor | Corporate Disclosure | Speech | PDF 165.97 KB |
||||
12/02/2020 | ESMA32-67-642 | Sustainable financial markets: translating changing risks and investor preferences into regulatory action- Speech by Steven Maijoor, European Financial Forum, Dublin | Credit Rating Agencies, Speeches, Supervisory convergence | Speech | PDF 156.74 KB |
||||
10/02/2021 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 222.38 KB |
||||
13/07/2017 | ESMA35-43-762 | Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Investor Protection, Supervisory convergence | Opinion | PDF 236.23 KB |
||||
13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
||||
31/05/2017 | ESMA42-110-433 | General Principles to support supervisory convergence in the context of the UK withdrawing from the EU | Brexit, Supervisory convergence | Opinion | PDF 182.68 KB |
The European Securities and Markets Authority’s (ESMA) competence to deliver an opin-ion is based on Article 29(1)(a) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA Regulation). In accordance with Article 44(1) of the ESMA Regulation, the Board of Supervisors has adopted this opinion. |
|||
02/12/2020 | ESMA42-111-5461 | Opening Statement ECON Public Presentation FTPR 2 | Corporate Disclosure, Speeches, Supervisory convergence | Speech | PDF 101.67 KB |
||||
13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
||||
10/10/2019 | ESMA71-319-144 | Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference | International cooperation, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 135.51 KB |
EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October |