ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
20
REFINE YOUR SEARCH
Sections
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Short Selling filter Short Selling
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- Speeches (140) Apply Speeches filter
- CESR Archive (33) Apply CESR Archive filter
- Fund Management (32) Apply Fund Management filter
- Guidelines and Technical standards (31) Apply Guidelines and Technical standards filter
- MiFID - Secondary Markets (26) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (24) Apply MiFID - Investor Protection filter
- Post Trading (23) Apply Post Trading filter
- Innovation and Products (15) Apply Innovation and Products filter
- Supervisory convergence (14) Apply Supervisory convergence filter
- Corporate Information (12) Apply Corporate Information filter
- Corporate Disclosure (10) Apply Corporate Disclosure filter
- Benchmarks (9) Apply Benchmarks filter
- Brexit (7) Apply Brexit filter
- Joint Committee (6) Apply Joint Committee filter
- Market Integrity (6) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (4) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Finance (3) Apply Corporate Finance filter
- COVID-19 (3) Apply COVID-19 filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Securitisation (3) Apply Securitisation filter
- International cooperation (2) Apply International cooperation filter
- Prospectus (2) Apply Prospectus filter
- Sustainable finance (2) Apply Sustainable finance filter
- Transparency (2) Apply Transparency filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- Reference (122) Apply Reference filter
- Press Release (84) Apply Press Release filter
- Guidelines & Recommendations (66) Apply Guidelines & Recommendations filter
- Summary of Conclusions (66) Apply Summary of Conclusions filter
- Consultation Paper (46) Apply Consultation Paper filter
- Statement (44) Apply Statement filter
- Final Report (39) Apply Final Report filter
- Opinion (39) Apply Opinion filter
- Decision (31) Apply Decision filter
- Report (19) Apply Report filter
- Technical Advice (13) Apply Technical Advice filter
- Annual Report (11) Apply Annual Report filter
- Letter (7) Apply Letter filter
- Technical Standards (7) Apply Technical Standards filter
- CESR Document (1) Apply CESR Document filter
Your filters
Credit Rating Agencies X Securities Financing Transactions X Short Selling X MiFID II: Transparency Calculations and DVC X Board of Supervisors X Market Abuse X Compliance table X Speech X Q&A X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 22/06/2016 | 2016/989 | Speech ISLA's 25th Anniversary Conference- Steven Maijoor, 22 June 2016, Vienna | Securities Financing Transactions, Speeches | Speech | PDF 242.25 KB |
||||
| 08/02/2017 | ESMA71-844457584-346 | Review of the European Supervisory Authorities: Opportunities to ensure a safe and sound financial system | Board of Supervisors, Joint Committee | Speech | PDF 187.98 KB |
||||
| 17/10/2017 | ESMA71-99-635 | The State of European Financial Markets- Steven Maijoor, Opening Address, ESMA Conference | Board of Supervisors, Speeches | Speech | PDF 175.8 KB |
||||
| 18/10/2017 | ESMA71-99-637 | Speech by Valdis Dombrovskis- ESMA Conference 2017 | Board of Supervisors, Speeches | Speech | PDF 381.97 KB |
||||
| 22/02/2018 | ESMA70-145-441 | ECON scrutiny session Short Selling Regulation Verena Ross | Short Selling | Speech | PDF 197.03 KB |
||||
| 29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 267.86 KB |
||||
| 04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 284.61 KB |
||||
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 16/05/2019 | ESMA34-45-712 | Verena Ross- ICMA 2019 conference speech | Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches | Speech | PDF 134.24 KB |
||||
| 04/11/2019 | esma22-105-1073 | Annex_to_the_opening_statement_for_econ_hearing_4_november_2019 | Short Selling | Speech | PDF 389.38 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 273.01 KB |
||||
| 12/02/2020 | ESMA32-67-642 | Sustainable financial markets: translating changing risks and investor preferences into regulatory action- Speech by Steven Maijoor, European Financial Forum, Dublin | Credit Rating Agencies, Speeches, Supervisory convergence | Speech | PDF 156.74 KB |
||||
| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 145.56 KB |
||||
| 17/02/2020 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 401.67 KB |
||||
| 09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
||||
| 05/11/2020 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 208.93 KB |
||||
| 06/11/2020 | ESMA71-99-1432 | Opening Statement Verena Ross ECMI 6 November 2020 | Credit Rating Agencies, Speeches | Speech | PDF 99.36 KB |