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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
09/12/2019 ESMA70-151-2820 Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR   , Report PDF
819.71 KB
06/12/2019 ESMA70-1861941480-56 Q&A on MiFIR data reporting , Q&A PDF
1.02 MB
05/12/2019 ESMA71-99-1255 PR on GLs for CRAs internal control functions , Press Release PDF
86.68 KB
05/12/2019 ESMA33-9-355 Guidelines on Internal Controls for CRAs Consultation Paper PDF
523.56 KB
05/12/2019 ESMA33-5-370 Response Form CP on GLs on Internal Controls for CRAs Reference DOCX
745.76 KB
04/12/2019 ESMA34-32-352 Q&A on the Application of the AIFMD , Q&A PDF
500.53 KB
04/12/2019 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1017.84 KB
03/12/2019 ESMA70-708036281-2 Questions and Answers on CSDR , Q&A PDF
553.25 KB
03/12/2019 ESMA70-145-114 Q&A on the Benchmarks Regulation (BMR) , Q&A PDF
513.51 KB
02/12/2019 ESMA33-128-760 Securitisations designated as STS as from 01/01/2019 Regulation 2402/2017 Reference XLSX
66.34 KB
02/12/2019 ESMA80-191-932 Guidance on registering securitisation repositories Reference PDF
147.3 KB
29/11/2019 ESMA33-9-340 CRA Market Share Calculation 2019 Report PDF
448.98 KB
27/11/2019 Overview recruitments Overview recruitments- Updated 26 November 2019 , Reference PDF
202.26 KB
22/11/2019 ESMA/2019/VAC19/AD15 Vacancy notice- Independent member of the CCP Supervisory Committee- AD15 Vacancy PDF
237.53 KB
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22/11/2019 ESMA/2019/VAC18/AD16 Vacancy notice- Chair of the CCP Supervisory Committee AD16 Vacancy PDF
242.92 KB
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15/11/2019 ESMA33-128-563 Questions and answers on the Securitisation Regulation Q&A PDF
1.56 MB
17/10/2019 ESMA42-111-4895 EMIR data quality peer review , Report PDF
862.01 KB
10/10/2019 ESMA71-319-144 Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference , , , Speech PDF
135.51 KB

EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October

23/09/2019 ESMA33-128-777 List of designated competent authorities under Securitisation Regulation Reference PDF
446.52 KB
13/08/2019 ESMA33-128-761 STS notifications cancelled as from 01/01/2019 Regulation 2402/2017 Reference XLSX
46.71 KB

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