ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/01/2013 | 2013/87 | 2013 CRA supervision and policy work plan | Credit Rating Agencies | Reference | PDF 114.95 KB |
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| 23/05/2008 | 08-003 Finnish | A Consumer's guide to MiFID- Investing in Financial products- Finnish translation | Warnings and publications for investors | Reference | PDF 1 MB |
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| 01/09/2008 | 08-003 Icelandic | A Consumer's guide to MiFID- Investing in Financial products- Icelandic translation | Warnings and publications for investors | Reference | PDF 554.96 KB |
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| 26/08/2008 | 08-003 German | A Consumer's guide to MiIFD- Investing in Financial products- German translation | Warnings and publications for investors | Reference | PDF 380.1 KB |
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| 30/09/2008 | 08-003 Lithuanian | A Consumer's guide to MiIFD- Investing in Financial products- Lithuanian translation | Warnings and publications for investors | Reference | PDF 3.22 MB |
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| 31/07/2008 | 08-003 Maltese | A Consumer's guide to MiIFD- Investing in Financial products- Maltese translation | Warnings and publications for investors | Reference | PDF 1.24 MB |
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| 07/03/2008 | 08-003 | A Consumers' Guide to MiFID- Investing in Financial Products | Warnings and publications for investors | Reference | PDF 563.13 KB |
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| 07/03/2008 | 08-003 Dutch | A Consumers' Guide to MiFID- Investing in Financial Products- Dutch translation | Warnings and publications for investors | Reference | PDF 245.93 KB |
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| 07/03/2008 | 08-003 French | A Consumers' Guide to MiFID- Investing in Financial Products- French translation | Warnings and publications for investors | Reference | PDF 240.21 KB |
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| 07/03/2008 | 08-003 HU | A Consumers' Guide to MiFID- Investing in Financial Products- Hungarian translation | Warnings and publications for investors | Reference | PDF 281.74 KB |
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| 07/03/2008 | 08-003 ES | A Consumers' Guide to MiFID- Investing in Financial Products- Spanish Translation | Warnings and publications for investors | Reference | PDF 2.35 MB |
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| 25/01/2013 | 2012/682 HU | Befektetési útmutató | Warnings and publications for investors | Reference | PDF 795.26 KB |
Befektetési útmutató | |||
| 25/01/2013 | 2012/682 NL | Beleggersgids | Warnings and publications for investors | Reference | PDF 689.11 KB |
Beleggersgids | |||
| 13/01/2020 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Reference | PDF 133.15 KB |
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| 24/11/2011 | 2011/398 | Contact information for retail investors- contact points in national competent authorities | Warnings and publications for investors | Reference | PDF 100.81 KB |
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| 18/05/2018 | ESMA33-9-226 | CRA Technical Committee Terms of Reference | Credit Rating Agencies | Reference | |||||
| 20/12/2019 | ESMA71-100-1792 | CRAs and TRs Follow Up Fees Factsheet | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Reference | PDF 122.09 KB |
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| 16/12/2013 | 2013/1933 | CRAs’ Market share calculation according to Article 8d of the CRA Regulation | Credit Rating Agencies | Reference | PDF 181.17 KB |
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| 22/12/2014 | 2014/1583 | Credit Rating Agencies’ 2014 market share calculations for the purposes of Article 8d of the CRA Regulation | Credit Rating Agencies | Reference | PDF 330 KB |
One of the objectives of the CRA Regulation is to increase competition in the markets for credit ratings by encouraging issuers to use smaller credit rating agencies. To this end, Article 8d(1) of the CRA Regulation states that where issuers or related third parties intend to appoint at least two CRAs to rate an issuance or entity, they shall consider appointing at least one CRA with no more than 10% of the total market share. They will consider this where the issuer or related third party finds that such a CRA is capable of rating the relevant issuance or entity and there is such a CRA available to rate the issuance or entity in question. Where it is not possible to appoint at least one CRA with no more than 10% of the total market share, the issuer or related third party shall document this. The obligations in Article 8d are supervised and enforced at national level by sectoral competent authorities. To help issuers and related third parties carry out this evaluation, Article 8d(2) of the CRA Regulation requires ESMA to publish a list of CRAs registered in the European Union (EU) on its website every year, indicating their total market share and the types of credit ratings issued. | |||
| 23/07/2018 | ESMA41-137-1144 | Danske- PUBLIC NOTICE | Credit Rating Agencies | Reference | PDF 81.01 KB |