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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|10/08/2022||ESMA35-42-1305||ESCPR- Miscellaneous reporting to ESMA||Crowdfunding, MiFID - Investor Protection||Reference||PDF
|09/08/2022||CPD22||Joint ESAs Consumer Protection Day- Programme||Joint Committee, MiFID - Investor Protection||Reference||PDF
|04/08/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|22/07/2022||BoA-D-2022-01||Board of Appeal of the ESAs- Decision on C vs EBA||Board of Appeal||Decision||PDF
|21/07/2022||ESMA71-99-1986||Press Release- ESMA finds NCAs' scrutiny and approval of prospectuses satisfactory||Press Releases, Prospectus||Press Release||PDF
|21/07/2022||ESMA42-111-7170||Final Report- Prospectus Peer Review||Prospectus||Final Report||PDF
|21/07/2022||ESMA35-36-2621||Final report EBA-ESMA on SREP guidelines under IFD||MiFID - Investor Protection||Final Report||PDF
|20/07/2022||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|20/07/2022||ESMA35-43-3327||Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements||Guidelines and Technical standards, MiFID - Investor Protection||Compliance table||PDF
|20/07/2022||ESMA50-164-2193||TRV Article_Key Retail Risk Indicators for the EU single market||MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|19/07/2022||ESMA35-43-3020||Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders||Guidelines and Technical standards, MiFID - Investor Protection||Compliance table||PDF
|15/07/2022||ESMA80-196-6345||Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation||Credit Rating Agencies, Guidelines and Technical standards||Final Report||PDF
|11/07/2022||ESMA70-460-117||Response Form- Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure||Innovation and Products, MiFID - Secondary Markets||Reference||DOCX
|11/07/2022||ESMA70-460-34||Consultation Paper on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure||Innovation and Products, MiFID - Secondary Markets||Consultation Paper||PDF
|08/07/2022||JC 2022 32||Mandate of the European Supervisory Authorities’ Joint Committee Sub-Committee on Digital Operational Resilience||Innovation and Products, Joint Committee||Reference||PDF
|08/07/2022||ESMA35-43-3301||Report on Sanctions and measures imposed under MiFID II in 2021||MiFID - Investor Protection||Report||PDF
|08/07/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|08/07/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|08/07/2022||ESMA35-43-3114||CP on Review of the Guidelines on MiFID II product governance requirements||MiFID - Investor Protection||Consultation Paper||PDF
|08/07/2022||ESMA35-43-3137||ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements||MiFID - Investor Protection, Supervisory convergence||Statement||PDF