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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
13/05/2020 ESMA80-189-6982 EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges COVID-19, Credit Rating Agencies Final Report PDF
436.43 KB
01/04/2020 ESMA70-156-2287 Technical Advice to the European Commission on weekly position reports under MiFID II MiFID - Secondary Markets, Supervisory convergence Technical Advice PDF
231.84 KB
01/04/2020 ESMA70-156-2311 MiFID II Review Report on position limits and position management MiFID - Secondary Markets, Supervisory convergence Final Report PDF
591.78 KB
31/03/2020 ESMA43-370-103 Final report on TA on EMIR 2.2 CCP fines CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories Final Report PDF
478.11 KB
18/07/2019 ESMA33-9-321 Technical Advice on Sustainability Considerations in the Credit Rating Market Credit Rating Agencies Technical Advice PDF
451.01 KB
18/07/2019 ESMA33-9-320 Final Report Guidelines on Disclosure Requirements Applicable to Credit Rating Agencies Credit Rating Agencies Final Report PDF
336.63 KB
11/06/2019 ESMA70-156-1035 Final report_Call for evidence Periodic Auctions MiFID - Secondary Markets Final Report PDF
798 KB
03/05/2019 ESMA35-43-1737 Final report on integrating sustainability risks and factors in the MIFID II Audit, MiFID - Investor Protection, Sustainable finance Final Report PDF
371.73 KB
05/02/2019 ESMA 33-9-295 Final Report Guidelines on the Submission of Periodic Information to ESMA by Credit Rating Agencies Credit Rating Agencies Final Report PDF
769.91 KB
14/12/2018 ESMA70-156-834 Final report on the proposed amendments to RTS 11 MiFID - Secondary Markets Final Report PDF
445.64 KB
18/07/2018 ESMA33-9-246 Final report on Supplementary Guidelines on Endorsement Credit Rating Agencies Final Report PDF
948.62 KB
26/03/2018 ESMA70-156-354 Final Report Amendments to Commission Delegated Regulation (EU) 2017/587 (RTS 1) MiFID - Secondary Markets Final Report PDF
434.94 KB
05/03/2018 ESMA70-145-386 Technical Advice on the evaluation of certain elements of the Short Selling Regulation Short Selling Final Report PDF
1.72 MB
17/11/2017 ESMA33-9-207 Technical Advice on CRA Regulatory Equivalence- CRA 3 Update Credit Rating Agencies Final Report PDF
1.51 MB
17/11/2017 ESMA33-9-205 Final Report on the application of the CRA endorsement regime Credit Rating Agencies Final Report PDF
1.02 MB
28/09/2017 ESMA70-154-266 Guidelines on the management body of market operators and data reporting service providers Guidelines and Technical standards, MiFID - Secondary Markets Final Report PDF
546.29 KB
06/04/2017 ESMA70-872942901-17 Final report on Guidelines on the calibration of circuit breakers and the publication and reporting of trading halts under MiFID II MiFID - Secondary Markets Final Report PDF
887.97 KB
15/11/2016 2016-1575 Final Report on Guidelines on the validation and review of Credit Rating Agencies’ methodologies Credit Rating Agencies Final Report PDF
655.85 KB
10/10/2016 2016/1451 Final Report- Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II Guidelines and Technical standards, MiFID - Secondary Markets Final Report PDF
388.3 KB
26/05/2016 2016/725 Draft RTS on indirect clearing arrangements under EMIR and MiFIR Guidelines and Technical standards, Post Trading, MiFID - Secondary Markets Final Report PDF
740.71 KB

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