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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
25/11/2022 ESMA70-145-111 Q&A on the Market Abuse Regulation , Q&A PDF
549.17 KB

The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework

The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.

21/11/2022 ESMA70-156-6093 Annual Report 2022 Waivers and Deferrals Annual Report PDF
1.17 MB
13/10/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
149.47 KB
23/09/2022 ESMA70-872942901-36 Q&A on MiFID II and MiFIR commodity derivatives topics Q&A PDF
434.19 KB
23/09/2022 ESMA70-872942901-38 Questions and Answers on MiFID II and MiFIR market structures topics Q&A PDF
549.4 KB
22/09/2022 ESMA24-436-1414 Letter to EC on energy derivatives , , , Letter PDF
110.01 KB
22/09/2022 Ares(2022)6980063 Letter from the EC to ESMA on energy derivatives , , , Letter PDF
228.62 KB
05/09/2022 ESMA70-872942901-35 Q&A on MiFID II and MiFIR transparency topics Q&A PDF
993.34 KB
01/09/2022 ESMA70-156-4754 Compliance table on Guidelines on MiFID II/MiFIR obligations on market data , Compliance table PDF
180.84 KB
01/09/2022 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II , Compliance table PDF
150.17 KB
20/07/2022 ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements , Compliance table PDF
322.1 KB
19/07/2022 ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders , Compliance table PDF
320.25 KB
19/07/2022 ESMA70-1861941480-56 Q&A on MiFIR data reporting , Q&A PDF
1.12 MB
30/06/2022 ESMA22-106-4013 Letter from ESMA Chair to EC- Prioritisation of 2022 ESMA deliverables , , , , , Letter PDF
136.79 KB
29/06/2022 ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) Compliance table PDF
147.64 KB
21/06/2022 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE Compliance table PDF
151.06 KB
15/06/2022 ESMA22-439-962 2021 Annual Report , , , Annual Report PDF
10.64 MB
19/04/2022 ESMA35-43-3112 Letter to the EC on the MiFID II suitability consultation Letter PDF
177.03 KB
30/03/2022 ESMA32-63-1249 2021 Corporate reporting enforcement and regulatory activities Annual Report PDF
748.01 KB
10/03/2022 ESMA70-156-5299 Letter on MiFIR Review Proposal Letter PDF
144.82 KB

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