ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
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| 01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
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| 07/02/2022 | ESMA50-164-5411 | Digital finance related issues – Survey to NCAs | Innovation and Products | Report | PDF 291.04 KB |
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| 07/02/2022 | ESMA50-164-5410 | Report on Call for evidence on Digital Finance | Innovation and Products | Report | PDF 281.83 KB |
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| 07/02/2022 | ESA 2022 01 | Joint ESA response to the EU Commission on Digital Finance | Innovation and Products, Joint Committee | Report | PDF 2.57 MB |
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| 28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
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| 18/01/2022 | ESMA70-156-4859 | Report on the application of accepted market practices_2021 | Market Integrity | Report | PDF 1.63 MB |
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| 22/12/2021 | ESMA80-416-197 | Report on CRA Market Share Calculation 2021 | Credit Rating Agencies | Report | PDF 494.35 KB |
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| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
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| 15/12/2021 | ESMA32-339-169 | Report on the application of the IFRS 7 and IFRS 9 requirements regarding banks’ expected credit losses | Corporate Disclosure, IFRS Supervisory Convergence | Report | PDF 3.69 MB |
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| 19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
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| 06/08/2021 | ESMA70-156-4576 | Report to EC on Use of FinTech by CSDs | Innovation and Products, Post Trading | Report | PDF 537.04 KB |
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| 29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
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| 17/05/2021 | JC 2021 31 | JC Report on the implementation and functioning of the Securitisation Regulation | Joint Committee, Securitisation | Report | PDF 1.03 MB |
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| 14/04/2021 | ESMA 50-165-1710 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2021 | Fund Management, Innovation and Products, Market data | Report | PDF 2.54 MB |
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| 06/04/2021 | ESMA32-63-1101 | Enforcers 2020 activity report | Corporate Disclosure | Report | PDF 876.29 KB |
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| 30/03/2021 | ESMA32-67-716 | Report on IFRS 10-11-12 | Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence | Report | PDF 480.12 KB |
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| 18/02/2021 | ESMA WP-2021-03 | ESMA working paper on MiFID II research unbundling | Innovation and Products | Report | PDF 1.18 MB |
Presentation given during the Webinar organised on 25 February 2021 ESMA50-165-1308_RESEARCH_UNBUNDLING_PRESENTATION.PDF (europa.eu) |
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| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
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| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |