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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|23/06/2022||ESMA42-110-812||Notifications of Compliance with Guidelines – Overview Table||Guidelines and Technical standards||Reference||XLSX
|15/06/2022||ESMA31-67-535||Practical Guide on notifications of major holdings under the Transparency Directive||Corporate Disclosure, Corporate Information, Transparency||Reference||PDF
|07/06/2022||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|01/06/2022||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|27/05/2022||ESMA41-140-79||Technical standards||Corporate Information, Guidelines and Technical standards||Reference||XLSX
|19/05/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/05/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|13/05/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|12/05/2022||ESMA WP-2022-02||ESMA working paper on Financial stability risks from cloud outsourcing||Innovation and Products||Reference||PDF
|29/04/2022||ESMA42-646012687-331||ESMA Guidelines||Corporate Information, Guidelines and Technical standards||Reference||XLSX
|01/04/2022||ESMA32-51-370||Q&A on ESMA Guidelines on Alternative Performance Measures||Corporate Disclosure, Corporate Information||Q&A||PDF
|31/03/2022||ESMA42-111-6889||Follow-up to GLEFI Peer Review Report||Corporate Disclosure, IFRS Supervisory Convergence||Reference||PDF
|28/03/2022||ESMA 50-165-2078||Fund performance during market stress – The Corona experience||Fund Management, Innovation and Products||Reference||PDF
|09/03/2022||ESMA90-1-163||Multilateral Memorandum of Understanding on Cooperation for Information Sharing Regarding Participants in a Clearing or Settlement System||Brexit, International cooperation||Reference||PDF
|10/02/2022||ESMA 80-195-1352||Text mining ESG disclosures in rating agency press releases||Credit Rating Agencies, Innovation and Products, Sustainable finance||Reference||PDF
|28/01/2022||ESMA 80-416-252||Response Form- CP Revision to Guidelines and Recommendations on the Scope of the CRA Regulation||Credit Rating Agencies||Reference||DOCX
|04/01/2022||JC 2021 56||Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee||Innovation and Products, Joint Committee, MiFID - Investor Protection||Reference||PDF
|04/01/2022||ESMA70-156-4957||Call for evidence- DLT Pilot Regime- response form||Innovation and Products, MiFID - Secondary Markets||Reference||DOCX
|04/01/2022||ESMA70-156-4957||Call for evidence- DLT Pilot Regime and review of MiFIR RTS on transparency and reporting||Innovation and Products, MiFID - Secondary Markets||Reference||PDF
|24/09/2021||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF