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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|19/11/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/11/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|13/11/2020||ESMA22-106-2993||SMSG advice on Sustainability Templates||Securities and Markets Stakeholder Group, Sustainable finance||SMSG Advice||PDF
|06/11/2020||ESMA32-65-293||Application form for CFSC CWG||Corporate Disclosure, Corporate Finance||Reference||DOCX
|06/11/2020||ESMA32-65-292||Call for expression of interest CFSC CWG 2020||Corporate Finance||Reference||PDF
|06/11/2020||ESMA71-99-1432||Opening Statement Verena Ross ECMI 6 November 2020||Credit Rating Agencies||Speech||PDF
|03/11/2020||ESMA71-99-1420||Fast Track Peer Review PR- Wirecard||Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence||Press Release||PDF
|03/11/2020||ESMA71-99-1423||QA Fast Track Peer Review- Wirecard||Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence||Q&A||PDF
|03/11/2020||ESMA42-111-5349||Fast Track Peer Review Report- Wirecard||Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence||Report||PDF
|28/10/2020||ESMA71-99-1422||Press Release European Common Enforcement Priorities 2020||Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence, Press Releases||Press Release||PDF
|28/10/2020||ESMA32-63-1041||Public Statement on the European Common Enforcement Priorities 2020||Corporate Disclosure, IFRS Supervisory Convergence||Statement||PDF
|27/10/2020||ESMA 33-5-857||ESMA Public Statement on CRA Endorsement Oct 2020||Credit Rating Agencies||Statement||PDF
|23/10/2020||ESMA31-62-1193||List of prospectus thresholds||Corporate Disclosure, Corporate Finance, Prospectus||Reference||PDF
|12/10/2020||ESMA32-61-418||ESMA32-61-418 Comment letter to the IFRS IC TAD June 2020||Corporate Disclosure, IAS Regulation||Letter||PDF
|06/10/2020||ESMA32-61-397||ESMA32-61-397 Comment Letter to IASB on ED PFS||Corporate Disclosure, IAS Regulation||Letter||PDF
|06/10/2020||ESMA32-61-421||ESMA32-61-421 Comment Letter to EFRAG on ED PFS||Corporate Disclosure, IAS Regulation||Letter||PDF
|05/10/2020||ESMA22-106-2788||SMSG Summary of Conclusions 9 July 2020||Corporate Information, Securities and Markets Stakeholder Group||Summary of Conclusions||PDF
|05/10/2020||ESMA22-106-2819||SMSG advice on 2021 Annual Work Programme||Corporate Information, Securities and Markets Stakeholder Group||SMSG Advice||PDF
|30/09/2020||ESMA 33-9-371||Final Report Guidelines Internal Control for CRAs||Credit Rating Agencies||Report||PDF