ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
63
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Trading filter Trading
- (-) Remove International cooperation filter International cooperation
- Speeches (159) Apply Speeches filter
- MiFID - Secondary Markets (112) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (74) Apply MiFID - Investor Protection filter
- Market Integrity (37) Apply Market Integrity filter
- Short Selling (36) Apply Short Selling filter
- Fund Management (35) Apply Fund Management filter
- CESR Archive (26) Apply CESR Archive filter
- Innovation and Products (23) Apply Innovation and Products filter
- COVID-19 (15) Apply COVID-19 filter
- Corporate Information (14) Apply Corporate Information filter
- Supervisory convergence (13) Apply Supervisory convergence filter
- Brexit (12) Apply Brexit filter
- Corporate Disclosure (11) Apply Corporate Disclosure filter
- Benchmarks (10) Apply Benchmarks filter
- Joint Committee (9) Apply Joint Committee filter
- Sustainable finance (9) Apply Sustainable finance filter
- Board of Supervisors (6) Apply Board of Supervisors filter
- Securitisation (6) Apply Securitisation filter
- Transparency (6) Apply Transparency filter
- CCP Directorate (5) Apply CCP Directorate filter
- Risk Analysis & Economics - Markets Infrastructure Investors (5) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Prospectus (4) Apply Prospectus filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Corporate Finance (2) Apply Corporate Finance filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Trade Repositories (2) Apply Trade Repositories filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Market data (1) Apply Market data filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Speech filter Speech
- (-) Remove Technical Standards filter Technical Standards
- Reference (198) Apply Reference filter
- Consultation Paper (101) Apply Consultation Paper filter
- Final Report (92) Apply Final Report filter
- Press Release (92) Apply Press Release filter
- Guidelines & Recommendations (63) Apply Guidelines & Recommendations filter
- Statement (50) Apply Statement filter
- Letter (42) Apply Letter filter
- Report (42) Apply Report filter
- Technical Advice (27) Apply Technical Advice filter
- Decision (24) Apply Decision filter
- Compliance table (10) Apply Compliance table filter
- Q&A (10) Apply Q&A filter
- Annual Report (8) Apply Annual Report filter
- CESR Document (1) Apply CESR Document filter
Your filters
Credit Rating Agencies X International cooperation X Market Abuse X Post Trading X Trading X Technical Standards X Speech X Opinion X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
28/09/2015 | 2015/1457 - Annex II | Annex II- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 1.44 MB |
||||
28/09/2015 | 2015/1457 Annex III | Annex III- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 910.14 KB |
||||
14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
13/02/2019 | ESMA71-319-91 | Brexit – the regulatory challenges | Brexit, Fund Management, MiFID - Secondary Markets, Post Trading, Speeches, Supervisory convergence | Speech | PDF 175.3 KB |
Steven Maijoor keynote at the European Financial Forum in Dublin |
|||
10/10/2019 | ESMA71-319-144 | Building the EU Capital Markets Union while fostering global financial markets- EU-Asia Financial Dialogue/ASIFMA Conference | International cooperation, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 135.51 KB |
EU-Asia Financial Dialogue/ASIFMA Conference, Tokyo 10 October |
|||
30/05/2017 | ESMA70-145-103 | Communication on launch of reference data submission under MAR | Market Abuse, Market Integrity | Opinion | PDF 132.12 KB |
||||
24/06/2014 | 2014/685 | Draft Regulatory Technical Standards under the CRA3 Regulation | Credit Rating Agencies | Technical Standards | PDF 2.39 MB |
The European Securities and Markets Authority (ESMA) has published its Final Report on draft Regulatory Technical Standards (RTS) required under the Credit Rating Agencies (CRA3) Regulation regarding information on transparency of structured finance instruments, the European Rating Platform and periodic reporting of fees charged by credit rating agencies. The draft RTS, which complement the existing regulatory framework for credit rating agencies (CRAs), cover: • disclosure requirements on structured finance instruments (SFIs); • the European Rating Platform (ERP); and • the periodic reporting on fees charged by CRAs. | |||
18/11/2013 | 2013/1657 | Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion | Post Trading | Technical Standards | PDF 394.75 KB |
The European Securities and Markets Authority (ESMA) has issued final draft regulatory technical standards (RTS) related to derivative transactions by non-European Union (EU) counterparties. The RTS implement provisions of the Regulation on OTC derivatives, central counterparties and trade repositories (EMIR). |
|||
27/09/2012 | 2012/600 | Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories | Post Trading | Technical Standards | PDF 1.88 MB |
||||
22/03/2017 | ESMA71-99-372 | ECON Hearing on CCPs Recovery & Resolution- Opening Statement by Steven Maijoor | Post Trading | Speech | PDF 156.73 KB |
||||
27/03/2013 | 2013/428 | EMIR: A Fair Price for Safety and Transparency | Post Trading, Speeches | Speech | PDF 113.31 KB |
EMIR: A Fair Price for Safety and Transparency - speech by Steven Maijoor, ESMA Chair, at the EMIR conference in the Hague |
|||
09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
||||
08/10/2021 | ESMA74-362-2159 | ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | PDF 167.18 KB |
||||
23/01/2017 | ESMA71-844457584-329 | ESMA Chair keynote address at PRIME Finance Conference | Benchmarks, Post Trading, Speeches | Speech | PDF 281.45 KB |
||||
19/09/2019 | ESMA70-155-8524 | ESMA Opinion CNMV revised Accepted Market Practice | Market Abuse, Market Integrity | Opinion | PDF 520.92 KB |
||||
13/04/2018 | ESMA70-145-442 | ESMA Opinion on AMF Accepted Market Practice on liquidity contracts | Market Abuse, Market Integrity | Opinion | PDF 542.91 KB |
||||
21/05/2015 | 2015/838 | ESMA's opinion on the composition of CCP colleges under EMIR | Post Trading | Opinion | PDF 131.98 KB |
||||
18/03/2022 | ESMA71-319-210 | ESMA_Speech_Verena_Ross_EACT_Summit | Corporate Finance, Credit Rating Agencies, Speeches, Sustainable finance | Speech | PDF 152.66 KB |
||||
25/01/2017 | ESMA70-708036281-13 | Exemption from the clearing obligation for pension schemes 24 | Post Trading | Opinion | PDF 199.19 KB |
||||
04/06/2019 | ESMA71-319-120 | FESE Dinner Address | Brexit, International cooperation, MiFID - Secondary Markets, Post Trading, Speeches | Speech | PDF 117.98 KB |