ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
49
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Trade Repositories filter Trade Repositories
- Corporate Disclosure (176) Apply Corporate Disclosure filter
- Securities and Markets Stakeholder Group (100) Apply Securities and Markets Stakeholder Group filter
- CESR Archive (85) Apply CESR Archive filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (44) Apply Post Trading filter
- Guidelines and Technical standards (42) Apply Guidelines and Technical standards filter
- Fund Management (34) Apply Fund Management filter
- IFRS Supervisory Convergence (34) Apply IFRS Supervisory Convergence filter
- Joint Committee (28) Apply Joint Committee filter
- MiFID - Secondary Markets (26) Apply MiFID - Secondary Markets filter
- Audit (15) Apply Audit filter
- Sustainable finance (14) Apply Sustainable finance filter
- Prospectus (9) Apply Prospectus filter
- Transparency (8) Apply Transparency filter
- Market Abuse (7) Apply Market Abuse filter
- Corporate Finance (5) Apply Corporate Finance filter
- Innovation and Products (5) Apply Innovation and Products filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- Securitisation (3) Apply Securitisation filter
- Supervisory convergence (3) Apply Supervisory convergence filter
- Board of Supervisors (2) Apply Board of Supervisors filter
- CCP Directorate (2) Apply CCP Directorate filter
- COVID-19 (2) Apply COVID-19 filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Short Selling (2) Apply Short Selling filter
- Corporate Governance (1) Apply Corporate Governance filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Compliance table filter Compliance table
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (270) Apply Reference filter
- Press Release (164) Apply Press Release filter
- Guidelines & Recommendations (126) Apply Guidelines & Recommendations filter
- Opinion (97) Apply Opinion filter
- Final Report (91) Apply Final Report filter
- Annual Report (86) Apply Annual Report filter
- Report (83) Apply Report filter
- Consultation Paper (79) Apply Consultation Paper filter
- Statement (76) Apply Statement filter
- Speech (45) Apply Speech filter
- Decision (42) Apply Decision filter
- Investor Warning (28) Apply Investor Warning filter
- Technical Advice (15) Apply Technical Advice filter
- Q&A (11) Apply Q&A filter
- Technical Standards (6) Apply Technical Standards filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
Credit Rating Agencies X Risk Analysis & Economics - Markets Infrastructure Investors X Market Integrity X Corporate Information X Trade Repositories X Benchmarks X MiFID - Investor Protection X SMSG Advice X Compliance table X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 30/06/2022 | ESMA22-106-4013 | Letter from ESMA Chair to EC- Prioritisation of 2022 ESMA deliverables | Corporate Information, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Trading | Letter | PDF 136.79 KB |
||||
| 07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |
||||
| 31/05/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 141.13 KB |
||||
| 04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |
||||
| 19/04/2022 | ESMA35-43-3112 | Letter to the EC on the MiFID II suitability consultation | MiFID - Investor Protection | Letter | PDF 177.03 KB |
||||
| 14/03/2022 | ESMA32-61-494 CL to EFRAG on ED SFA | EFRAG’s due process on the IASB’s Exposure Draft Supplier Finance Arrangements | Corporate Information | Letter | PDF 190.14 KB |
||||
| 15/02/2022 | ESMA24-436-1152 | ESMA response to the Commission consultation on the Listings Act | Market Abuse, MiFID - Investor Protection, Prospectus | Letter | PDF 99.52 KB |
||||
| 01/02/2022 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.56 KB |
||||
| 01/02/2022 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.78 KB |
||||
| 04/01/2022 | ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 374.84 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 16/11/2021 | ESMA81-459-31 | Letter from the Chairman of the EUR Risk Free Rates Working Group to the European Commission with regards to the designation of statutory replacement rates for GBP & JPY LIBOR | Benchmarks | Letter | PDF 186.69 KB |
||||
| 29/10/2021 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.3 KB |
||||
| 27/10/2021 | ESMA32-67-791 | Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) | IAS Regulation, IFRS Supervisory Convergence, MiFID - Investor Protection, Prospectus | Letter | PDF 223.92 KB |
||||
| 01/10/2021 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 163.99 KB |
||||
| 02/09/2021 | ESMA81-459-6 | Letter from Chairman of EUR Risk Free Rates WG to European Commission on the EONIA designation | Benchmarks | Letter | PDF 414.8 KB |
||||
| 15/07/2021 | ESMA81-391-71 | Letter from Chairman of EUR Risk Free Rates WG to European Commission on transition from EONIA to Euro Short Term Rate | Benchmarks | Letter | PDF 134.4 KB |
||||
| 09/07/2021 | ESMA35-42-1186 | Letter to Commissioner McGuinness- European Crowdfunding Service Providers for Business | MiFID - Investor Protection | Letter | PDF 253.15 KB |
||||
| 13/04/2021 | ESMA80-195-858 | ESMA response to ESRB letter on procyclicality of credit ratings | Credit Rating Agencies | Letter | PDF 180.39 KB |
||||
| 08/03/2021 | ESMA70-151-2536 | compliance table Guidelines APC Measures | Guidelines and Technical standards, Trade Repositories | Compliance table | PDF 141.15 KB |