ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
236
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Credit Rating Agencies X Risk Analysis & Economics - Markets Infrastructure Investors X Market Integrity X Corporate Information X Trade Repositories X Benchmarks X MiFID - Investor Protection X IFRS Supervisory Convergence X Transparency X SMSG Advice X Compliance table X Opinion X Report X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
02/12/2022 ESMA22-106-4322 SMSG Advice on Depositary Receipts and Geopolitical Risks , SMSG Advice PDF
152.76 KB
29/11/2022 ESMA50-164-6327 TRV article- Parsing prospectuses: A text-mining approach , Report PDF
702.77 KB
25/11/2022 ESMA81-393-570 Report on sanctions imposed under the Benchmarks Regulation in 2021 Report PDF
346.23 KB
26/10/2022 ESMA35-43-3109 ESMA Opinion on the product intervention measure relating to futures with additional payment obligations proposed by the Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) Opinion PDF
205.48 KB
26/10/2022 ESMA22-106-4247 SMSG advice in respect of the ESMA Consultation Paper on the Review of the Guidelines on MiFID II product governance requirements , , SMSG Advice PDF
232.86 KB
13/10/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
149.47 KB
04/10/2022 ESMA50-165-2251 TRV article- Crypto-assets and their risks for financial stability , Report PDF
540.21 KB
01/09/2022 ESMA50-165-2229 ESMA report on trends, risks and vulnerabilities No 2 2022 Report PDF
1.21 MB
10/08/2022 ESMA70-452-447 Opinion CMVM revised AMP , Opinion PDF
125.92 KB
25/07/2022 ESMA24-436-1333 ESMA Opinion on 2020 Discharge Report , Opinion PDF
103.55 KB
20/07/2022 ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements , Compliance table PDF
322.1 KB
19/07/2022 ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders , Compliance table PDF
320.25 KB
08/07/2022 ESMA35-43-3301 Report on Sanctions and measures imposed under MiFID II in 2021 Report PDF
900.31 KB
09/06/2022 ESMA 50-165-2153 ESMA Trends, Risks and Vulnerabilities report- Risk update Report PDF
340.8 KB
07/06/2022 ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements , Compliance table PDF
195.01 KB
17/05/2022 ESMA32-63-1224 26th Extract of EECS's Database of Enforcement Report PDF
569.85 KB
04/05/2022 ESMA22-106-4032 SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements , SMSG Advice PDF
274.55 KB
02/05/2022 ESMA70-449-501 Opinion ITS insider lists , , , Opinion PDF
1.76 MB
02/05/2022 ESMA70-449-497 Opinion RTS liquidity contracts for SME Growth Market issuers , , , Opinion PDF
849.59 KB
13/04/2022 JC 2022 09 Joint ESA report on Risks and Vulnerabilities in the EU financial system No 1 2022 , Report PDF
949.47 KB

Pages