ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
100
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Management Board filter Management Board
- Corporate Disclosure (166) Apply Corporate Disclosure filter
- CESR Archive (92) Apply CESR Archive filter
- Warnings and publications for investors (92) Apply Warnings and publications for investors filter
- MiFID - Investor Protection (90) Apply MiFID - Investor Protection filter
- IAS Regulation (71) Apply IAS Regulation filter
- Procurement (62) Apply Procurement filter
- Post Trading (49) Apply Post Trading filter
- Short Selling (32) Apply Short Selling filter
- Market Integrity (31) Apply Market Integrity filter
- Fund Management (27) Apply Fund Management filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Joint Committee (17) Apply Joint Committee filter
- Audit (15) Apply Audit filter
- COVID-19 (13) Apply COVID-19 filter
- Securities and Markets Stakeholder Group (13) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (9) Apply Corporate Information filter
- Market Abuse (8) Apply Market Abuse filter
- Prospectus (8) Apply Prospectus filter
- Innovation and Products (6) Apply Innovation and Products filter
- Securitisation (5) Apply Securitisation filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Transparency (5) Apply Transparency filter
- Brexit (4) Apply Brexit filter
- Corporate Finance (4) Apply Corporate Finance filter
- Benchmarks (3) Apply Benchmarks filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Governance (1) Apply Corporate Governance filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Letter filter Letter
- Reference (197) Apply Reference filter
- Press Release (125) Apply Press Release filter
- Final Report (65) Apply Final Report filter
- Consultation Paper (57) Apply Consultation Paper filter
- Report (52) Apply Report filter
- Guidelines & Recommendations (48) Apply Guidelines & Recommendations filter
- Statement (40) Apply Statement filter
- Summary of Conclusions (36) Apply Summary of Conclusions filter
- Decision (33) Apply Decision filter
- Speech (23) Apply Speech filter
- Annual Report (12) Apply Annual Report filter
- Technical Advice (12) Apply Technical Advice filter
- Technical Standards (12) Apply Technical Standards filter
- Q&A (7) Apply Q&A filter
- Compliance table (5) Apply Compliance table filter
- SMSG Advice (2) Apply SMSG Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
Credit Rating Agencies X Risk Analysis & Economics - Markets Infrastructure Investors X Sustainable finance X Management Board X MiFID - Secondary Markets X CLOSED Procedure X Investor Warning X Opinion X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/01/2011 | 2011/16 | Letter to the SEC- Rulemakings on Registration of non-resident Swap Data Repositories | MiFID - Secondary Markets | Letter | PDF 30.66 KB |
||||
| 20/01/2011 | 2011/4 | Letter to the CFTC- Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade | MiFID - Secondary Markets | Letter | PDF 34.38 KB |
||||
| 11/01/2013 | EBA/BS/2013/001 | Letter to EBF on Euribor | Risk Analysis & Economics - Markets Infrastructure Investors | Letter | PDF 101.15 KB |
||||
| 14/03/2013 | ESA/2013/007 | Possible Framework for the Regulation of the Production and Use of Indices Serving as Benchmarks in Financial and other Contracts | Risk Analysis & Economics - Markets Infrastructure Investors, Joint Committee | Letter | PDF 91.91 KB |
||||
| 28/01/2014 | 2013/1941 | Letter to Jonathan Faull (EC) regarding draft technical standards | MiFID - Investor Protection, MiFID - Secondary Markets | Letter | PDF 44.25 KB |
||||
| 24/06/2014 | 2014/686 | Letter to Commissioner Barnier re draft Regulatory Technical Standards under the CRA3 Regulation | Credit Rating Agencies | Letter | PDF 25.37 KB |
||||
| 23/02/2015 | 2015/168 | Letter to EU Institutions re ESMA’s 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Letter | PDF 37.31 KB |
Dear Mr Gualtieri, Ms Ribkina and Commissioner Hill, On 30 September 2014 we sent you ESMA’s Work Programme for 2015, which was based on the budget request that had been approved by ESMA’s Board of Supervisors: a budget of €38,639,000 and 147 Establishment Plan posts. The EU budget had not been voted at the time. Following the adoption of the EU budget, ESMA’s 2015 expenditure budget is €33,601,402 (plus an additional €3,100,000 from assigned revenues for tasks delegated from National Competent Authorities) with an Establishment Plan of 137 posts. ESMA’s Board of Supervisors has approved a revised work programme to account for the difference of €5m and 10 Establishment Plan posts; representing a 15% reduction compared to the planned ESMA budget and 7% of its Establishment Plan. ESMA will therefore lack sufficient resources to execute all the tasks that were initially planned for 2015. The Work Programme explains the areas where reprioritisation had to take place, including the risk that ESMA will not fully meet its legal obligations, for instance due to the delay of delivery compared to legally set timetables. A summary of the deprioritised tasks is annexed to the Work Programme and reproduced in the table below. 2014/1200rev ESMA Work Programme | |||
| 05/10/2015 | 2015/1498 | Letter to European Commission re RTS on indirect clearing under EMIR and under MiFIR | MiFID - Secondary Markets, Post Trading | Letter | PDF 92.96 KB |
||||
| 29/01/2016 | 2016/163 | Opinion on CRR ITS final | MiFID - Secondary Markets | Letter | PDF 105.66 KB |
||||
| 29/01/2016 | 2016/164 | Letter J Hill- Opinion on Draft ITS CRR | MiFID - Secondary Markets | Letter | PDF 23.86 KB |
||||
| 21/03/2016 | 2016/402 | Letter EU Comm Guersent- position limits | MiFID - Secondary Markets | Letter | PDF 96.65 KB |
||||
| 21/03/2016 | 2016/403 | Letter EU Comm Guersent- Ancillary Activity | MiFID - Secondary Markets | Letter | PDF 96.03 KB |
||||
| 21/03/2016 | 2016/404 | Letter EU Comm Guersent- Non-equity transparency | MiFID - Secondary Markets | Letter | PDF 125.94 KB |
||||
| 02/05/2016 | 2016/666 | Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 193.79 KB |
||||
| 02/05/2016 | 2016/666 ANNEX | Annex- Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 633.28 KB |
||||
| 02/05/2016 | 2016/668 | Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 152.8 KB |
||||
| 02/05/2016 | 2016/668 ANNEX | Annex- Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 124.02 KB |
||||
| 02/05/2016 | 2016/672 | Letter Commission- Opinions RTS 2 and RTS 21 | MiFID - Secondary Markets | Letter | PDF 24.06 KB |
||||
| 12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
||||
| 30/05/2016 | 2016/730 | Opinion on draft RTS 20 on ancillary activity | MiFID - Secondary Markets | Opinion | PDF 148.29 KB |