ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
144
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Credit Rating Agencies X Market Abuse X Vacancies X Warnings and publications for investors X Prospectus X Corporate Disclosure X Technical Advice X Reference X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
07/03/2008 08-003 A Consumers' Guide to MiFID- Investing in Financial Products Warnings and publications for investors Reference PDF
563.13 KB
07/03/2008 08-003 Dutch A Consumers' Guide to MiFID- Investing in Financial Products- Dutch translation Warnings and publications for investors Reference PDF
245.93 KB
07/03/2008 08-003 ES A Consumers' Guide to MiFID- Investing in Financial Products- Spanish Translation Warnings and publications for investors Reference PDF
2.35 MB
23/05/2008 08-003 Finnish A Consumer's guide to MiFID- Investing in Financial products- Finnish translation Warnings and publications for investors Reference PDF
1 MB
07/03/2008 08-003 French A Consumers' Guide to MiFID- Investing in Financial Products- French translation Warnings and publications for investors Reference PDF
240.21 KB
26/08/2008 08-003 German A Consumer's guide to MiIFD- Investing in Financial products- German translation Warnings and publications for investors Reference PDF
380.1 KB
07/03/2008 08-003 HU A Consumers' Guide to MiFID- Investing in Financial Products- Hungarian translation Warnings and publications for investors Reference PDF
281.74 KB
01/09/2008 08-003 Icelandic A Consumer's guide to MiFID- Investing in Financial products- Icelandic translation Warnings and publications for investors Reference PDF
554.96 KB
30/09/2008 08-003 Lithuanian A Consumer's guide to MiIFD- Investing in Financial products- Lithuanian translation Warnings and publications for investors Reference PDF
3.22 MB
31/07/2008 08-003 Maltese A Consumer's guide to MiIFD- Investing in Financial products- Maltese translation Warnings and publications for investors Reference PDF
1.24 MB
09/06/2010 10-333 Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice PDF
4.59 MB
17/05/2011 2011/144 Final advice- ESMA´s Technical Advice to the Commission on Fees for CRAs Credit Rating Agencies Technical Advice PDF
1.72 MB
04/10/2011 2011/323 Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Corporate Disclosure Technical Advice PDF
797.56 KB
24/11/2011 2011/398 Contact information for retail investors- contact points in national competent authorities Warnings and publications for investors Reference PDF
100.81 KB
19/07/2012 2011/454 MOU on the supervision of CRAs- ESMA and ASIC Credit Rating Agencies, International cooperation Reference PDF
4 MB		 This document contains two copies of the MOU, signed by ESMA and by the ASIC.
19/07/2012 2012/124 MOU on the supervision of CRAs- ESMA and MAS Credit Rating Agencies, International cooperation Reference PDF
574.14 KB
01/03/2012 2012/137 ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU Prospectus, Corporate Disclosure Technical Advice PDF
1.32 MB		 ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD).  The advice was submitted to the Commission on 29 February 2012.  In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making.
18/04/2012 2012/259 Technical advice on CRA regulatory equivalence- US, Canada and Australia Credit Rating Agencies Technical Advice PDF
697.78 KB		 On 12 June 2009 the European Commission requested CESR, now ESMA, to provide its technical advice on the equivalence between the legal and supervisory framework of Japan, The United States, and Canada with the EU regulatory regime for credit rating agencies. (Regulation (EC) No. 1060/2009 of the European Parliament and the Council on credit rating agencies ). On 17 November 2009, the Commission also requested CESR to provide its technical advice on Australia. On 28 September 2010, the European Commission published an equivalence decision on Japan. With regard to the compliance with the EU requirements on endorsement, ESMA had already indicated that it considers the legal and regulatory regime for CRAs supervision of the following countries as “as stringent as” the EU requirements:        - On 22 December 2011, Japan and Australia;        - On 15 March 2012, US, Canada, Hong Kong and Singapore. This report sets out ESMA’s advice to the European Commission in respect of the equivalence between the US (Part I), Canada (Part II) and Australia (Part III) respective legal and supervisory frameworks and the EU regulatory regime for credit rating agencies.
19/10/2012 2012/682 Guide to investing MiFID - Investor Protection, Warnings and publications for investors Reference PDF
569.39 KB
25/01/2013 2012/682 BG Ръководство за инвестиране Warnings and publications for investors Reference PDF
772.62 KB		 Ръководство за инвестиране

Pages