ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/01/2013 | 2013/87 | 2013 CRA supervision and policy work plan | Credit Rating Agencies | Reference | PDF 114.95 KB |
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| 16/12/2016 | 2016/1662 | 2016-1662 Competition & Choice in the Credit Rating Industry | Credit Rating Agencies | Report | PDF 1.22 MB |
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| 30/05/2005 | Austria | Accepted Market Practices- Austrian provisions- Not continued under MAR | Market Abuse | Reference | PDF 19.9 KB |
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| 30/05/2005 | AMP France Buy Back | Accepted Market Practices: a market practice related to share buy back programs. Buy an hold for future use as means of payment for acquiring another company on Euronext (France)- Not continued under MAR | Market Abuse | Reference | PDF 71.11 KB |
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| 30/05/2005 | AMP France Liquidity | Accepted Market Practices: a market practice related to share buy back programs. Liquidity contracts on Euronext (France) | Market Abuse | Reference | PDF 107.34 KB |
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| 23/06/2011 | AMP Netherlands | Accepted Market Practices: Liquidity agreements (Netherlands)- TERMINATED UNDER MAR ON 19 September 2017 | Market Abuse | Reference | PDF 96.72 KB |
The publication (in Dutch) of the decision to terminate the Dutch AMP on liquidity agreements can be found on the AFM’s website at the following link https://www.afm.nl/nl-nl/professionals/nieuws/2017/sep/beeindigen-amp. |
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| 19/08/2008 | AMP Portugal | Accepted Market Practices: Liquidity Contracts (Portugal) – To be replaced by an accepted market practice under MAR | Market Abuse | Reference | PDF 101.04 KB |
The national legal text is available on the CMVM website. |
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| 11/02/2008 | AMP Spain | Accepted Market Practices: Liquidity Contracts (Spain) – Replaced by an accepted market practice under MAR on 11 July 2017 | Market Abuse | Reference | PDF 157.13 KB |
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| 22/06/2012 | AMF AMP 2012 | Accepted market practices: Liquidity contracts for bonds (France)- Not continued under MAR | Market Abuse | Reference | PDF 242.43 KB |
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| 15/01/2009 | AMP Greece | Accepted Market Practices: Purchase of own shares to hold them for future acquisition of shares of another company (Greece)- Not continued under MAR | Market Abuse | Reference | PDF 77.84 KB |
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| 30/05/2005 | AMP Austria | Accepted Market Pratices: Valuation transaction on the bond market on the Vienna Stock Exchange (Austria) | Market Abuse | Reference | PDF 78.74 KB |
The Austrian provisions in their original form can be found by clicking on the following link. | |||
| 15/07/2019 | esma41-139-1231 | Amended decision Handelsbanken | Credit Rating Agencies | Decision | PDF 244.4 KB |
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| 15/07/2019 | esma41-139-1224 | Amended_decision_nordea | Credit Rating Agencies | Decision | PDF 236.05 KB |
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| 15/07/2019 | esma41-139-1229 | Amended_decision_seb | Credit Rating Agencies | Decision | PDF 239.8 KB |
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| 15/07/2019 | esma41-139-1230 | Amended_decision_swedbank | Credit Rating Agencies | Decision | PDF 243.03 KB |
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| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
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| 21/12/2020 | ESMA70-156-3537 | Annual Report on MAR administrative and criminal sanctions 2020 | Market Abuse | Report | PDF 291.51 KB |
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| 12/01/2012 | 2012/3 | Annual report on the application of the Regulation on credit rating agencies as provided by Article 21(5) and Article 39a of the Regulation (EU) No 1060/2009 as amended by Regulation No 1095/2010 | Credit Rating Agencies | Final Report | PDF 141.98 KB |
This is the first report under the new CRA regulation, however, please note that CESR published a report about the application of the Regulation in the EU and, in particular, on the implementation of the requirements established in Annex I of the Regulation on 6 December 2010 (CESR/10-1424), according to Article 21(4) of the Regulation which was subsequently amended by Regulation No (EC) 513/2011. At the time of publication, 16 CRA's have been registered. | |||
| 18/03/2013 | 2013/308 | Annual report on the application of the Regulation on credit rating agencies- 2012 | Credit Rating Agencies | Final Report | PDF 601.08 KB |
This is the second annual report on the application of the Credit Rating Agencies Regulation. | |||
| 21/07/2016 | 2016/1131 | BoS Decision on Fitch Ratings Limited 21 July 2016 | Credit Rating Agencies, Press Releases | Decision | PDF 108.21 KB |