ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
163
REFINE YOUR SEARCH
Sections
- (-) Remove Procurement filter Procurement
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Brexit filter Brexit
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove COVID-19 filter COVID-19
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Prospectus filter Prospectus
- Warnings and publications for investors (96) Apply Warnings and publications for investors filter
- Corporate Disclosure (25) Apply Corporate Disclosure filter
- Post Trading (21) Apply Post Trading filter
- Press Releases (18) Apply Press Releases filter
- Corporate Information (16) Apply Corporate Information filter
- IFRS Supervisory Convergence (15) Apply IFRS Supervisory Convergence filter
- Board of Supervisors (14) Apply Board of Supervisors filter
- CESR Archive (13) Apply CESR Archive filter
- Fund Management (10) Apply Fund Management filter
- Joint Committee (10) Apply Joint Committee filter
- Innovation and Products (8) Apply Innovation and Products filter
- Market Integrity (8) Apply Market Integrity filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Trade Repositories (5) Apply Trade Repositories filter
- Corporate Governance (4) Apply Corporate Governance filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- Speeches (4) Apply Speeches filter
- IAS Regulation (3) Apply IAS Regulation filter
- Short Selling (3) Apply Short Selling filter
- Corporate Finance (2) Apply Corporate Finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Trading (2) Apply Trading filter
- Audit (1) Apply Audit filter
- CCP Directorate (1) Apply CCP Directorate filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
- Market Abuse (1) Apply Market Abuse filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
- Securitisation (1) Apply Securitisation filter
- Sustainable finance (1) Apply Sustainable finance filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove CLOSED Procedure filter CLOSED Procedure
- (-) Remove Investor Warning filter Investor Warning
- Reference (172) Apply Reference filter
- Opinion (149) Apply Opinion filter
- Press Release (136) Apply Press Release filter
- Guidelines & Recommendations (128) Apply Guidelines & Recommendations filter
- Consultation Paper (90) Apply Consultation Paper filter
- Final Report (62) Apply Final Report filter
- Speech (36) Apply Speech filter
- Letter (34) Apply Letter filter
- Report (33) Apply Report filter
- Decision (30) Apply Decision filter
- Technical Advice (17) Apply Technical Advice filter
- Compliance table (15) Apply Compliance table filter
- Q&A (15) Apply Q&A filter
- Technical Standards (14) Apply Technical Standards filter
- Annual Report (10) Apply Annual Report filter
- CESR Document (2) Apply CESR Document filter
- ONGOING Procedure (2) Apply ONGOING Procedure filter
- Vacancy (2) Apply Vacancy filter
Your filters
Credit Rating Agencies X MiFID - Secondary Markets X MiFID - Investor Protection X Benchmarks X Procurement X Prospectus X Brexit X COVID-19 X Investor Warning X CLOSED Procedure X Statement X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/03/2011 | 2011/36 | Public statement- Framework for third country prospectuses under Article 20 of the Prospectus Directive | Prospectus, Corporate Disclosure | Statement | PDF 317.51 KB |
||||
| 23/03/2011 | 2011/37 | Public statement- ESMA statement on Israeli laws and regulations on prospectuses | Prospectus, Corporate Disclosure | Statement | PDF 187.46 KB |
||||
| 01/10/2012 | 2012/641 | ESMA approves Axesor S.A. as a credit rating agency | Credit Rating Agencies, Press Releases | Statement | PDF 83.07 KB |
||||
| 28/02/2013 | 2013/267 | Contracts for Difference (CFDs) | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 389.45 KB |
||||
| 20/03/2013 | 2013/336 | ESMA certifies Kroll Bond Rating Agency to operate in the EU | Credit Rating Agencies | Statement | PDF 76.36 KB |
||||
| 07/11/2014 | 2014/1345 | ESMA certifies HR Ratings de México to operate in the EU | Credit Rating Agencies | Statement | PDF 87.87 KB |
The European Securities and Markets Authority (ESMA) has formally approved the certification in the European Union of HR Ratings de México, S.A. de C.V. (HR Ratings), a Mexican credit rating agency (CRA), under Article 16 of the CRA Regulation. The certification takes effect from 7 November 2014. | |||
| 24/11/2014 | 2014/1399 | Public Statement- ESMA approves Moody’s Investors Service EMEA Limited as a credit rating agency | Credit Rating Agencies | Statement | PDF 134.62 KB |
The European Securities and Markets Authority (ESMA) has approved the registration of Moody’s Investors Service EMEA Limited, based in the UK, as a credit rating agency (CRA) under Article 16 of the CRA Regulation. The registration takes effect from 24th November 2014. Moody’s Investors Service EMEA Limited’s registration as a CRA means that its credit ratings can be used for regulatory purposes under EU legislation. This is the seventh entity in the Moody’s Investors Service group to be registered as an EU Registered Credit Rating Agency. | |||
| 12/12/2014 | 2014/1486 | Public Statement- ESMA certifies Egan-Jones Ratings Co. to operate in the EU | Credit Rating Agencies | Statement | PDF 88.76 KB |
The European Securities and Markets Authority (ESMA) has formally approved the certification in the European Union of Egan-Jones Ratings Co. (EJR), an U.S. American credit rating agency (CRA), under Article 16 of the CRA Regulation. The certification takes effect from 12 December 2014.EJR is headquartered in Haverford (Pennsylvania, USA) and is subject to registration, supervision and enforcement by the U.S. Securities and Exchange Commission as a “Nationally Recognized Statistical Rating Organization”. | |||
| 07/02/2014 | 2014/154 | Risks of investing in complex products | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 404.08 KB |
||||
| 07/02/2014 | 2014/154 BG | Рискове от инвестиране в комплексни продукти | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 287.57 KB |
||||
| 07/02/2014 | 2014/154 CS | Rizika investování do složitých produktů | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 501.58 KB |
||||
| 07/02/2014 | 2014/154 DA | Risici ved investering i komplekse produkter | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 460.24 KB |
||||
| 07/02/2014 | 2014/154 DE | Risiken bei Anlagen in komplexe Produkte | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 301.1 KB |
||||
| 07/02/2014 | 2014/154 EL | Οι κίνδυνοι των επενδύσεων σε σύνθετα προϊόντα | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 407.92 KB |
||||
| 07/02/2014 | 2014/154 ES | Riesgos de las inversiones en productos complejos | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 331.22 KB |
||||
| 07/02/2014 | 2014/154 ET | Keerukatesse toodetesse investeerimisega kaasnevad riskid | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 401.62 KB |
||||
| 07/02/2014 | 2014/154 FI | Monimutkaisiin tuotteisiin sijoittamisen riskit | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 414.7 KB |
||||
| 07/02/2014 | 2014/154 FR | Risques liés aux investissements dans les produits complexes | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 334.79 KB |
||||
| 07/02/2014 | 2014/154 HR | Rizici ulaganja u kompleksne proizvode | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 487.67 KB |
||||
| 07/02/2014 | 2014/154 HU | Az összetett termékekbe történő befektetések kockázatai | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 384.08 KB |