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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/02/2015 2015/319 Addendum Consultation Paper- MiFID II/MiFIR MiFID - Secondary Markets Consultation Paper PDF
2.78 MB		 The European Securities and Markets Authority (ESMA) has published today a consultation paper (CP) which complements the transparency section of the CP on MiFID II/MiFIR published on 19 December 2014. This CP covers the following non-equity asset classes: foreign exchange derivatives; credit derivatives; other derivatives; and contracts for difference (CFDs). For each asset class two sections are provided: the first presents the analysis on the definition of a liquid market and the second includes the calculations on the pre-trade and post-trade transparency large in scale (LIS) and size specific to the instrument (SSTI) thresholds. The last section of the CP completes draft RTS 9 (Transparency requirements in respect of bonds, structured finance products, emission allowances and derivatives) published in Annex B of the CP on MiFID II/MiFIR on 19 December 2014, where rules and tables were included for bonds, structured finance products, emission allowances and derivatives not covered in this more recent analysis. This CP should be read in conjunction with ESMA’s CP on MiFID II/MiFIR and the related Annex B published on 19 December 2014. This consultation runs until 20 March 2015. ESMA will use the input received to finalise its draft RTS which will be sent for endorsement to the European Commission in mid-2015. MiFID II/ MiFIR and its implementing measures will be applicable from 3 January 2017.
04/10/2019 ESMA70-156-1555 Alignment of MiFIR with the changes introduced by EMIR Refit MiFID - Secondary Markets, Post Trading Consultation Paper PDF
270.97 KB
02/05/2016 2016/666 ANNEX Annex- Opinion on draft RTS 2 non-equity transparency MiFID - Secondary Markets Opinion PDF
633.28 KB
30/05/2016 2016/730 ANNEX Annex- Opinion on draft RTS 20 on ancillary activity MiFID - Secondary Markets Opinion PDF
220.42 KB
02/05/2016 2016/668 ANNEX Annex- Opinion on draft RTS 21 position limits MiFID - Secondary Markets Opinion PDF
124.02 KB
30/04/2019 ESMA70-155-3655 Belgian Power Physical Base position limit opinion MiFID - Secondary Markets Opinion PDF
261.43 KB
03/02/2015 2015/233 Call for Evidence Competition, Choice and Conflicts of Interests in the CRA Industry Credit Rating Agencies Consultation Paper PDF
402.12 KB
17/07/2019 ESMA35-43-1905 Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II MiFID - Investor Protection Consultation Paper PDF
479.41 KB
30/03/2020 ESMA33-5-829 Call for evidence on access and use of ratings Credit Rating Agencies Consultation Paper PDF
307.88 KB
30/09/2019 ESMA-35-43-2090 Call for evidence on MiFID II product intervention powers MiFID - Investor Protection Consultation Paper PDF
197.51 KB
20/03/2015 2015/558 Call for evidence on private and bilateral SFIs Credit Rating Agencies Consultation Paper PDF
118.4 KB		 This call for evidence should be read by all those involved in the EU securitisation markets. It is particularly targeted at the following market participants and the groups and trade associations who represent them: •    Issuers, originators and sponsors of Structured Finance Instruments (SFIs);•    Investors acting in the securitisation markets;•    Market intermediaries other than the issuers, originators and sponsors of SFIs.Responses are most helpful to ESMA when they clearly indicate which question is being answered and provide evidence in support of the response, such as concrete examples of practices experienced, data or costs estimates. Should respondents feel that the distinction provided for by the two proposed categories (issuers vs. investors) is not suitable to their particular situation, ESMA welcomes these contributions in alternative format. ESMA will consider all responses that have been received by 20 May 2015. All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’.
01/10/2021 ESMA35-43-2827 Call for evidence on retail investor protection aspects MiFID - Investor Protection Consultation Paper PDF
357.05 KB
07/05/2012 2012/278 Call for evidence on Transaction reporting Market Integrity Consultation Paper PDF
286 KB		 This call for evidence seeks to collect interested parties’ views on what elements ESMA should consider in its work on guidelines on harmonised transaction reporting, as well as opinions on what areas of the OTC derivatives guidelines need to be updated. On the basis of responses received to this call for evidence, ESMA will define its further work on guidelines on harmonised transaction reporting and launch a full public consultation.
18/01/2018 ESMA35-43-904 Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients MiFID - Investor Protection Consultation Paper PDF
306.85 KB
26/05/2011 2011/155 Call for evidence- assessment of compliance of credit rating agencies with Article 8.3 of the Credit Rating Agencies Regulation (1060/2009/EC) Credit Rating Agencies Consultation Paper PDF
69.4 KB
14/01/2011 2011/5 Call for evidence- criteria for endorsement (Article 21 (2)(a) of the draft amended CRA Regulation) Credit Rating Agencies Consultation Paper PDF
218.02 KB
25/05/2021 ESMA-50-164-4518 Call for evidence- Digital Finance Innovation and Products Consultation Paper PDF
300.37 KB
14/09/2011 2011/288 Call for evidence- Empty voting Corporate Disclosure, Corporate Governance, Transparency Consultation Paper PDF
81.13 KB
26/05/2011 2011/156 Call for evidence- ratings data periodic reporting requirements for CRAs according to Article 21 (3)(e) of the Draft Amended CRA Regulation Credit Rating Agencies Consultation Paper PDF
88.95 KB
26/01/2011 2011/35 Call for evidence- Request for technical advice on possible delegated acts concerning the Prospectus Directive (2003/71/EC) as amended by the Directive 2010/73/EU Prospectus, Corporate Disclosure Consultation Paper PDF
3.85 MB

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