ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/01/2021 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 256.69 KB |
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| 04/01/2021 | EU-UKFCA MoU | EU-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 219.12 KB |
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| 04/01/2021 | ESMA-UKFCA MoU | ESMA-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 195.27 KB |
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| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
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| 16/12/2020 | ESMA32-334-334 | ESMA response to IFRS Foundation consultation on sustainability reporting | Corporate Finance | Reference | PDF 181.18 KB |
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| 06/11/2020 | ESMA32-65-293 | Application form for CFSC CWG | Corporate Disclosure, Corporate Finance | Reference | DOCX 35.57 KB |
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| 06/11/2020 | ESMA32-65-292 | Call for expression of interest CFSC CWG 2020 | Corporate Finance | Reference | PDF 132.09 KB |
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| 23/10/2020 | ESMA31-62-1193 | List of prospectus thresholds | Corporate Disclosure, Corporate Finance, Prospectus | Reference | PDF 220.58 KB |
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| 12/10/2020 | ESMA22-105-1230 | Annex to Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches | Reference | PDF 350.51 KB |
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| 31/08/2020 | ESMA32-380-143 | National thresholds for shareholder identification under the revised SRD | Corporate Finance | Reference | PDF 135.18 KB |
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| 08/07/2020 | ESMA33-5-852 | Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire C | Credit Rating Agencies | Reference | DOCX 747.02 KB |
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| 08/07/2020 | ESMA33-5-850 | Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire B | Credit Rating Agencies | Reference | DOCX 740.64 KB |
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| 08/07/2020 | ESMA33-5-851 | Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire A | Credit Rating Agencies | Reference | DOCX 744.26 KB |
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| 04/06/2020 | ESMA41-356-82 | Public Notice- Scope Ratings GmbH | Credit Rating Agencies | Reference | PDF 138.38 KB |
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| 27/03/2020 | ESMA31-69-261 | Call for expression of interest CFSC CWG 2020 | Corporate Finance | Reference | PDF 133.21 KB |
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| 27/03/2020 | ESMA31-69-263 | Application form CSFC CWG | Corporate Finance | Reference | DOCX 40.09 KB |
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| 17/02/2020 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 401.67 KB |
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| 20/12/2019 | ESMA71-100-1792 | CRAs and TRs Follow Up Fees Factsheet | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Reference | PDF 122.09 KB |
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| 05/12/2019 | ESMA33-5-370 | Response Form CP on GLs on Internal Controls for CRAs | Credit Rating Agencies | Reference | DOCX 745.76 KB |
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| 02/12/2019 | ESMA80-191-932 | Guidance on registering securitisation repositories | Credit Rating Agencies | Reference | PDF 147.3 KB |