ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
40
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Brexit filter Brexit
- CESR Archive (293) Apply CESR Archive filter
- Procurement (62) Apply Procurement filter
- Post Trading (50) Apply Post Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (32) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Supervisory convergence (27) Apply Supervisory convergence filter
- Corporate Disclosure (26) Apply Corporate Disclosure filter
- Joint Committee (24) Apply Joint Committee filter
- Fund Management (21) Apply Fund Management filter
- MiFID - Secondary Markets (19) Apply MiFID - Secondary Markets filter
- Market Abuse (17) Apply Market Abuse filter
- Prospectus (17) Apply Prospectus filter
- IFRS Supervisory Convergence (14) Apply IFRS Supervisory Convergence filter
- Guidelines and Technical standards (9) Apply Guidelines and Technical standards filter
- Market Integrity (8) Apply Market Integrity filter
- Innovation and Products (5) Apply Innovation and Products filter
- Short Selling (5) Apply Short Selling filter
- Benchmarks (4) Apply Benchmarks filter
- Securitisation (4) Apply Securitisation filter
- Corporate Information (3) Apply Corporate Information filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- CCP Directorate (2) Apply CCP Directorate filter
- Corporate Governance (2) Apply Corporate Governance filter
- Sustainable finance (2) Apply Sustainable finance filter
- Trade Repositories (2) Apply Trade Repositories filter
- Trading (2) Apply Trading filter
- Transparency (2) Apply Transparency filter
- Audit (1) Apply Audit filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- COVID-19 (1) Apply COVID-19 filter
- IAS Regulation (1) Apply IAS Regulation filter
- Press Releases (1) Apply Press Releases filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (114) Apply Guidelines & Recommendations filter
- Press Release (96) Apply Press Release filter
- Reference (78) Apply Reference filter
- Opinion (61) Apply Opinion filter
- Statement (53) Apply Statement filter
- Consultation Paper (50) Apply Consultation Paper filter
- Investor Warning (26) Apply Investor Warning filter
- Decision (20) Apply Decision filter
- Speech (19) Apply Speech filter
- Report (18) Apply Report filter
- Letter (13) Apply Letter filter
- Technical Advice (13) Apply Technical Advice filter
- Compliance table (9) Apply Compliance table filter
- Annual Report (8) Apply Annual Report filter
- Technical Standards (6) Apply Technical Standards filter
Your filters
Credit Rating Agencies X MiFID - Investor Protection X Brexit X Corporate Finance X Q&A X CLOSED Procedure X Final Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/12/2020 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 651.6 KB |
||||
| 28/09/2020 | ESMA35-43-2424 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Final Report | PDF 1.23 MB |
||||
| 05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
||||
| 13/05/2020 | ESMA80-189-6982 | EU CLO credit ratings – an overview of Credit Rating Agencies practices and challenges | COVID-19, Credit Rating Agencies | Final Report | PDF 436.43 KB |
||||
| 31/03/2020 | ESMA43-370-103 | Final report on TA on EMIR 2.2 CCP fines | CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories | Final Report | PDF 478.11 KB |
||||
| 17/02/2020 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 401.67 KB |
||||
| 18/07/2019 | ESMA33-9-320 | Final Report Guidelines on Disclosure Requirements Applicable to Credit Rating Agencies | Credit Rating Agencies | Final Report | PDF 336.63 KB |
||||
| 03/05/2019 | ESMA35-43-1737 | Final report on integrating sustainability risks and factors in the MIFID II | Audit, MiFID - Investor Protection, Sustainable finance | Final Report | PDF 371.73 KB |
||||
| 11/04/2019 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 05/02/2019 | ESMA 33-9-295 | Final Report Guidelines on the Submission of Periodic Information to ESMA by Credit Rating Agencies | Credit Rating Agencies | Final Report | PDF 769.91 KB |
||||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 15/10/2018 | ESMA31-62-1114 | 2017 Report on EEA prospectus activity | Corporate Finance | Final Report | PDF 385.45 KB |
||||
| 18/07/2018 | ESMA33-9-246 | Final report on Supplementary Guidelines on Endorsement | Credit Rating Agencies | Final Report | PDF 948.62 KB |
||||
| 28/05/2018 | ESMA35-43-869 | Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Final Report | PDF 788.12 KB |
||||
| 29/11/2017 | ESMA42-111-4285 | Peer review on certain aspects of the compliance function under Mi-FID I | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 1.25 MB |
||||
| 17/11/2017 | ESMA33-9-207 | Technical Advice on CRA Regulatory Equivalence- CRA 3 Update | Credit Rating Agencies | Final Report | PDF 1.51 MB |
||||
| 17/11/2017 | ESMA33-9-205 | Final Report on the application of the CRA endorsement regime | Credit Rating Agencies | Final Report | PDF 1.02 MB |
||||
| 02/06/2017 | ESMA35-43-620 | Final report on guidelines on MiFID II product governance requirements | MiFID - Investor Protection | Final Report | PDF 713.52 KB |
||||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |