ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
3
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- Fund Management (13) Apply Fund Management filter
- MiFID - Investor Protection (10) Apply MiFID - Investor Protection filter
- Post Trading (7) Apply Post Trading filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Market Abuse (3) Apply Market Abuse filter
- Benchmarks (2) Apply Benchmarks filter
- Corporate Disclosure (2) Apply Corporate Disclosure filter
- Market Integrity (2) Apply Market Integrity filter
- Prospectus (2) Apply Prospectus filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Innovation and Products (1) Apply Innovation and Products filter
- Short Selling (1) Apply Short Selling filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Compliance table filter Compliance table
- Final Report (338) Apply Final Report filter
- Press Release (337) Apply Press Release filter
- Consultation Paper (242) Apply Consultation Paper filter
- Reference (205) Apply Reference filter
- Guidelines & Recommendations (119) Apply Guidelines & Recommendations filter
- Letter (113) Apply Letter filter
- CESR Document (110) Apply CESR Document filter
- Statement (45) Apply Statement filter
- Speech (35) Apply Speech filter
- Decision (29) Apply Decision filter
- Report (27) Apply Report filter
- Annual Report (26) Apply Annual Report filter
- Q&A (16) Apply Q&A filter
- Technical Advice (12) Apply Technical Advice filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- Technical Standards (7) Apply Technical Standards filter
- Opinion (4) Apply Opinion filter
- SMSG Advice (3) Apply SMSG Advice filter
- Investor Warning (2) Apply Investor Warning filter
Your filters
Credit Rating Agencies X Corporate Governance X CESR Archive X Securities Financing Transactions X Joint Committee X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |