ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
53
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Market Integrity filter Market Integrity
- Guidelines and Technical standards (544) Apply Guidelines and Technical standards filter
- Fund Management (103) Apply Fund Management filter
- MiFID - Investor Protection (76) Apply MiFID - Investor Protection filter
- Joint Committee (70) Apply Joint Committee filter
- Short Selling (23) Apply Short Selling filter
- Post Trading (13) Apply Post Trading filter
- Market Abuse (5) Apply Market Abuse filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Prospectus (3) Apply Prospectus filter
- Vacancies (2) Apply Vacancies filter
- Benchmarks (1) Apply Benchmarks filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- International cooperation (1) Apply International cooperation filter
- Securitisation (1) Apply Securitisation filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Vacancy filter Vacancy
- Reference (215) Apply Reference filter
- Press Release (126) Apply Press Release filter
- Opinion (106) Apply Opinion filter
- SMSG Advice (77) Apply SMSG Advice filter
- Final Report (73) Apply Final Report filter
- Consultation Paper (66) Apply Consultation Paper filter
- Report (66) Apply Report filter
- Statement (52) Apply Statement filter
- Letter (39) Apply Letter filter
- Summary of Conclusions (36) Apply Summary of Conclusions filter
- Decision (30) Apply Decision filter
- Speech (25) Apply Speech filter
- Technical Advice (13) Apply Technical Advice filter
- Annual Report (12) Apply Annual Report filter
- Technical Standards (12) Apply Technical Standards filter
- Q&A (8) Apply Q&A filter
- Compliance table (7) Apply Compliance table filter
Your filters
Credit Rating Agencies X Sustainable finance X Securities and Markets Stakeholder Group X Risk Analysis & Economics - Markets Infrastructure Investors X MiFID - Secondary Markets X Market Integrity X Vacancy X Guidelines & Recommendations X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/05/2011 | 2011/139 | Final report- Guidelines on the application of the endorsement regime under Article 4 (3) of the Credit Rating Agencies Regulation No 1060/2009 | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 653.98 KB |
||||
| 22/12/2011 | 2011/456 | Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities | MiFID - Secondary Markets | Guidelines & Recommendations | PDF 407 KB |
This is the final report. The guidelines along with the translations are published separately. |
|||
| 24/02/2012 | 2012/122 | Guidelines- Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities | Guidelines and Technical standards, MiFID - Secondary Markets | Guidelines & Recommendations | PDF 1006.44 KB |
ESMA Board of Supervisors (the BoS) has decided on the 26 September 2018 to withdraw the guidelines on “Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities”. The guidelines were issued by ESMA, in February 2012, to ensure a common, uniform and consistent application of MiFID and MAD. The BoS decision to withdraw the guidelines is based on the subject matter being fully incorporated into MiFID II, MAR, and relevant delegated acts. |
enbgcsdadeelesetfifrgahrhuitltlvmtnlplptroskslsv | ||
| 17/12/2012 | 2011/188 | Cooperation including delegation between ESMA, the competent authorities and the sectoral competent authorities under Regulation (EU) No 513/2011 on credit rating agencies | Credit Rating Agencies | Guidelines & Recommendations | PDF 190.32 KB |
||||
| 17/06/2013 | 2013/720 EN | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 221.56 KB |
Croatian translation is also available. | |||
| 17/06/2013 | 2013/720 | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies | Guidelines & Recommendations | PDF 317.88 KB |
Croatian translation is also available. |
|||
| 30/07/2013 | 2013/720 BG | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 159.45 KB |
Насоки и препоръки Насоки и препоръки относно приложното поле на Регламента за АКР | |||
| 30/07/2013 | 2013/720 ES | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 103.74 KB |
Directrices y recomendaciones Directrices y recomendaciones sobre el ámbito de aplicación del Reglamento relativo a las agencias de calificación crediticia | |||
| 30/07/2013 | 2013/720 CS | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 140.94 KB |
Obecné pokyny a doporučení Obecné pokyny a doporučení k oblasti působnosti nařízení o ratingových agenturách | |||
| 30/07/2013 | 2013/720 DA | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 100.11 KB |
Retningslinjer og henstillinger Retningslinjer og henstillinger om CRA-forordningens anvendelsesområde | |||
| 30/07/2013 | 2013/720 DE | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 103.09 KB |
Leitlinien und Empfehlungen Leitlinien und Empfehlungen zum Geltungsbereich der CRA-Verordnung | |||
| 30/07/2013 | 2013/720 ET | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 101.35 KB |
Suunised ja soovitused Reitinguagentuure käsitleva määruse reguleerimisala käsitlevad suunised ja soovitused | |||
| 30/07/2013 | 2013/720 EL | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 143.76 KB |
Κατευθυντήριες γραμμές και συστάσεις Κατευθυντήριες γραμμές και συστάσεις σχετικά με το πεδίο εφαρμογής του κανονισμού | |||
| 30/07/2013 | 2013/720 FR | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 108.46 KB |
Orientations et recommandations Orientations et recommandations sur le champ d’application du règlement sur les agences de notation de crédit | |||
| 30/07/2013 | 2013/720 IT | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 100.65 KB |
Orientamenti e raccomandazioni Orientamenti e raccomandazioni sull’ambito di applicazione del regolamento CRA | |||
| 30/07/2013 | 2013/720 LV | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 135.74 KB |
Pamatnostādnes un ieteikumi Pamatnostādnes un ieteikumi par KA regulas darbības jomu | |||
| 30/07/2013 | 2013/720 NL | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 101.1 KB |
Richtsnoeren en aanbevelingen Richtsnoeren en aanbevelingen met betrekking tot het toepassingsgebied van de CRA- | |||
| 30/07/2013 | 2013/720 HU | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 142.12 KB |
Iránymutatások és ajánlások Iránymutatások és ajánlások a hitelminősítő intézetekről szóló rendelet hatályáról | |||
| 30/07/2013 | 2013/720 LT | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 137.57 KB |
Gairės ir rekomendacijos KRA reglamento taikymo srities gairės ir rekomendacijos | |||
| 30/07/2013 | 2013/720 FI | Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 100.69 KB |
Ohjeita ja suosituksia Luottoluokituslaitoksista annetun asetuksen soveltamisalaa koskevia ohjeita ja suosituksia |