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ESMA LIBRARY

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Date	Ref.	Title	Section	Type	Download	Info	Summary	Related Documents	Translated versions
06/11/2020	ESMA71-99-1432	Opening Statement Verena Ross ECMI 6 November 2020	Credit Rating Agencies, Speeches	Speech	PDF 99.36 KB
18/02/2020	ESMA31-62-1258	Q&As on the Prospectus Regulation	Prospectus	Q&A	PDF 679.18 KB
17/02/2020	ESMA33-5-87	Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA	Credit Rating Agencies	Q&A	PDF 401.67 KB
12/02/2020	ESMA32-67-642	Sustainable financial markets: translating changing risks and investor preferences into regulatory action- Speech by Steven Maijoor, European Financial Forum, Dublin	Credit Rating Agencies, Speeches, Supervisory convergence	Speech	PDF 156.74 KB
11/04/2019	ESMA31-62-780	Q&A on Prospectus Related Topics	Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence	Q&A	PDF 957.9 KB
24/06/2014	2014/685	Draft Regulatory Technical Standards under the CRA3 Regulation	Credit Rating Agencies	Technical Standards	PDF 2.39 MB		The European Securities and Markets Authority (ESMA) has published its Final Report on draft Regulatory Technical Standards (RTS) required under the Credit Rating Agencies (CRA3) Regulation regarding information on transparency of structured finance instruments, the European Rating Platform and periodic reporting of fees charged by credit rating agencies. The draft RTS, which complement the existing regulatory framework for credit rating agencies (CRAs), cover: • disclosure requirements on structured finance instruments (SFIs); • the European Rating Platform (ERP); and • the periodic reporting on fees charged by CRAs.
20/12/2013	2013/1970	Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus	Prospectus, Corporate Disclosure	Technical Standards	PDF 713.74 KB		The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
20/03/2013	2013/318	Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies	Prospectus, Corporate Disclosure, Transparency	CESR Document	PDF 265.19 KB
22/12/2011	2011/464	Final report- Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA	Credit Rating Agencies	Technical Standards	PDF 485.78 KB
22/12/2011	2011/463	Final report- Regulatory technical standards on the information for registration and certification of credit rating agencies	Credit Rating Agencies	Technical Standards	PDF 444.79 KB
22/12/2011	2011/462	Final Report- Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation	Credit Rating Agencies	Technical Standards	PDF 445.83 KB
22/12/2011	2011/461	Final report- Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009	Credit Rating Agencies	Technical Standards	PDF 555.25 KB
23/03/2011	2011/67	Feedback statement- Consultation Paper on proposed amendments to CESR	Prospectus, Corporate Disclosure	CESR Document	PDF 384.63 KB