ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
18/01/2021 JC 2021 01 ESAs JC Letter to EU Commission on ITS FICOD reporting templates Joint Committee Letter PDF
105.8 KB
14/01/2021 JC 2021 02 Letter to EU Commission on priority issues relating to SFDR application Joint Committee, Sustainable finance Letter PDF
210.03 KB
16/12/2020 ESA 2020 28 ESAs Letter to IFRS Foundation consultation sustainability reporting Corporate Finance Letter PDF
155.56 KB
30/10/2020 EBA BS 2020 633 Letter from the European Commission to the ESAs on the application of Regulation (EU) 2019/2088 on the sustainability-related disclosures in the financial services sector Joint Committee Letter PDF
300.29 KB
21/07/2020 ESAs 2020 19 Outcome of ESA review of the PRIIPs Delegated Regulation Fund Management, Joint Committee Letter PDF
81.98 KB
11/06/2020 2020 06 11 ESA letter to the EC Corporate Disclosure, Joint Committee, Sustainable finance Letter PDF
97.3 KB
18/02/2020 ESMA31-62-1258 Q&As on the Prospectus Regulation Prospectus Q&A PDF
636.21 KB
17/02/2020 ESMA33-5-87 Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA Credit Rating Agencies Q&A PDF
401.67 KB
31/01/2020 ESMA31-59-1451 Letter to EC concerning ESMA's techical advice on general equivalence criteria for prospectuses Corporate Finance Letter PDF
117.07 KB
11/04/2019 ESMA31-67-127 Question and answers on Transparency Directive (TD) Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency Q&A PDF
352.79 KB
11/04/2019 ESMA31-62-780 Q&A on Prospectus Related Topics Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence Q&A PDF
957.9 KB
08/03/2019 JC-2019-17 Joint Committee of ESAs Letter on PRIIPS Fund Management, Joint Committee Letter PDF
121.06 KB
16/07/2018 ESMA33-128-504 Letter to DG FISMA on STS Notification and Verificaion Corporate Finance Letter PDF
217.43 KB
13/07/2018 ESMA31-59-995 ESMA letter to EC on PR Level 1 Corporate Finance Letter PDF
213.67 KB
30/01/2017 ESMA70-708036281-19 Letter to European Commission- EMIR Review and Sanctioning Powers Credit Rating Agencies, Post Trading Letter PDF
265.24 KB
19/12/2016 2016/JCESA QA Questions and Answers on Big Data Joint Committee Q&A PDF
333.65 KB
27/01/2016 ESA/2016/07 The cross-selling of financial products – ESA request to the European Commission Joint Committee, MiFID - Investor Protection Letter PDF
90.04 KB
21/05/2015 2015/857 ESMA response to the European Commission consultation on the review of the Prospectus Directive Prospectus, Corporate Disclosure Letter PDF
241.24 KB
23/02/2015 2015/168 Letter to EU Institutions re ESMA’s 2015 Work Programme Corporate Information, Management Board, Board of Supervisors Letter PDF
37.31 KB		 Dear Mr Gualtieri, Ms Ribkina and Commissioner Hill, On 30 September 2014 we sent you ESMA’s Work Programme for 2015, which was based on the budget request that had been approved by ESMA’s Board of Supervisors: a budget of €38,639,000 and 147 Establishment Plan posts. The EU budget had not been voted at the time. Following the adoption of the EU budget, ESMA’s 2015 expenditure budget is €33,601,402 (plus an additional €3,100,000 from assigned revenues for tasks delegated from National Competent Authorities) with an Establishment Plan of 137 posts. ESMA’s Board of Supervisors has approved a revised work programme to account for the difference of €5m and 10 Establishment Plan posts; representing a 15% reduction compared to the planned ESMA budget and 7% of its Establishment Plan. ESMA will therefore lack sufficient resources to execute all the tasks that were initially planned for 2015. The Work Programme explains the areas where reprioritisation had to take place, including the risk that ESMA will not fully meet its legal obligations, for instance due to the delay of delivery compared to legally set timetables. A summary of the deprioritised tasks is annexed to the Work Programme and reproduced in the table below. 2014/1200rev ESMA Work Programme
06/11/2014 2014-41 ESA’s budget 2015 – ensuring safe financial markets Joint Committee Letter PDF
91.5 KB		 The European Supervisory Authorities - European Banking Authority (EBA), European Insurance and Occupational Pensions Authority (EIOPA), European Securities and Markets Authority (ESMA) - have written to the President of the Economic and Financial Affairs Council (ECOFIN) on their concerns regarding the budget negotiations for the 2015 EU budget and the budgetary constraints of the ESAs.

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