ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
122
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
CESR Archive X Supervisory convergence X MiFID - Secondary Markets X CLOSED Procedure X Compliance table X CESR Document X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
20/09/2018 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II , Compliance table PDF
145.2 KB
08/01/2021 ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) Compliance table PDF
145.21 KB
03/09/2019 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE Compliance table PDF
102.75 KB
21/03/2019 ESMA70-145-1345 Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II , Compliance table PDF
112.12 KB
10/02/2021 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
226.56 KB
20/12/2010 CESR/10-1321 CESR’s template for the Key Investor Information document CESR Document PDF
108.44 KB
28/06/2005 CESR-CFTC Feedback Feedback Statement on the Proposed Work Program to Facilitate Trans-Atlantic Derivatives Business CESR Document PDF
70.23 KB
30/04/2008 3L3 IA guidelines Impact assessment guidelines for EU Lamfalussy level 3 committees CESR Document PDF
629.67 KB
30/04/2008 3L3 IA FS Feedback statement- Impact assessment guidelines for EU Lamfalussy level 3 Committees CESR Document PDF
170.64 KB
24/09/2008 3L3 19/09 M&A Guidelines for the prudential assessment of Mergers and Acquisitions- slides presented at the open hearing on 19 September 2008 CESR Document PDF
237.02 KB
14/08/2015 2015/1261 Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I Compliance table
19/05/2010 10/049 Guidelines- Common definition of European money market funds CESR Document PDF
206.83 KB
30/08/2010 10-945 CESR’s Guidance on common standards for assessment of compliance of credit rating methodologies with the requirements set out in Article 8.3 CESR Document PDF
258.93 KB
30/08/2010 10-944 CESR’s Guidance on the enforcement practices and activities to be conducted under Article 21.3(a) of the Regulation CESR Document PDF
272.32 KB
06/09/2010 10-918 Feedback statement- CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries CESR Document PDF
376.25 KB
28/07/2010 10-798 Feedback statement- CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS CESR Document PDF
225.23 KB
29/07/2010 10-796 Feedback statement- CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting CESR Document PDF
172.69 KB
28/07/2010 10-788 Guidelines- Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS CESR Document PDF
357.18 KB
02/07/2010 10-674 Guidelines- Methodology for calculation of the ongoing charges figure in the Key Investor Information Document CESR Document PDF
106.22 KB
02/07/2010 10-673 Guidelines- Methodology for the calculation of the synthetic risk and reward indicator in the Key Investor Information Document CESR Document PDF
191.76 KB

Pages