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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
09/03/2020 ESMA80-199-332 ESMA Supervision- Annual Report 2019 and Work Programme 2020 , , , , Annual Report PDF
825.72 KB
15/11/2018 ESMA70-145-1081 Annual report on administrative and criminal sanctions and other administrative measures under MAR , Annual Report PDF
158.47 KB
18/09/2015 2015/1409 Draft Implementing Technical Standards on penalties and measures under Directive 2009/65/EC (UCITS Directive) Technical Standards PDF
339.52 KB
20/02/2014 2014/161 Draft implementing technical standards on notification- EuSEF Technical Standards PDF
29.18 KB
20/02/2014 2014/160 Draft implementing technical standards on notification- EuVECA Technical Standards PDF
175.99 KB
02/04/2013 2013/413 Final Report- Draft regulatory technical standards on types of AIFMs Technical Standards PDF
116.08 KB
The European Securities and Markets Authority (ESMA) has published its draft regulatory technical standards (RTS) to determine types of alternative investment fund managers (AIFMs), where relevant in the application of the AIFMD.  The draft RTS distinguish AIFMs managing alternative investment funds (AIF) of the open-ended type and AIFMs managing AIFs of the closed-ended type, in order to apply the rules on liquidity management, the valuation procedures and the transitional provisions of the AIFMD.  ESMA was required to develop these RTS by Article 4(4) of the AIFMD and they are aimed at ensuring uniform conditions of application of the AIFMD across the European Union.
26/10/2010 10-1027 CESR 2010 Half-Yearly Report Annual Report PDF
902.07 KB
18/06/2010 10-766 CESR Annual Report for 2009 Annual Report PDF
4.59 MB
18/11/2009 09-782 CESR 2009 Half-Yearly Report Annual Report PDF
925.93 KB
27/07/2009 09-744 CESR Annual Report for 2008 Annual Report PDF
3.8 MB
17/10/2008 08-678 Interim Report on the Activities of CESR to the European Commission Annual Report PDF
347.11 KB
25/07/2008 08-103 CESR Annual Report for 2007 Annual Report PDF
4.89 MB
30/01/2008 07-671 Interim Report on the Activities of CESR to the European Commission Annual Report PDF
384.66 KB
28/09/2007 07-003 CESR Annual Report for 2006 Annual Report PDF
2.88 MB
08/12/2006 06-421 Interim Report on the Activities of CESR to the European Commission Annual Report PDF
253.44 KB
26/06/2006 06-004 CESR Annual Report for 2005 Annual Report PDF
2.08 MB
07/04/2005 05-013 CESR Annual Report for 2004 Annual Report PDF
2.62 MB
The Annual report was submitted to the European Commission and to the President of the European Parliament and the ECOFIN Council in accordance with the Article 4 of the European Commission
06/10/2004 04-382 Interim report on the activities of CESR to the European Commission Annual Report PDF
167.29 KB
CESR publishes today its Interim Report on the Activities of CESR to the European Commission. This report aims at providing half year information on the activities of CESR to the European Commission, the European Parliament and the European Securitities Committee.
03/03/2004 03-396 CESR Annual Report for 2003 Annual Report PDF
1.54 MB
CESR presents its Annual Report for 2003 to the European Commission, the European Parliament and the Ecofin Council. The Annual Report provides a thorough overview of the work of CESR and sets out our work plan for 2004. The report includes an explanation of the institutional framework within which CESR works and comments on the market trends of 2003. It also includes a chapter on each working group established within CESR and outlines the key points and progress made under each area. Looking to 2004, the annual report sets out the main priorities and indicates when various projects identified are expected to take place.
03/07/2003 03-174b Interim Report on the Activities of CESR to the European Commission Annual Report PDF
129.89 KB
CESR publishes today its Interim Report on the Activities of CESR to the European Commission. This report aims at providing half year information on the activities of CESR to the European Commission, the European Parliament and the European Securitities Committee. The report focuses on the functioning of CESR, "Level 2 work and "Level 3 work" as well as providing an indicative timetable for the CESR work plans.