ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/12/2013 | 2013/1944 | Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation | Prospectus, Corporate Disclosure | Opinion | PDF 75.6 KB |
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| 20/03/2013 | 2013/317 | Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive | Prospectus, Corporate Disclosure | Opinion | PDF 725.59 KB |
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| 01/07/2015 | 2015/1015 | ESMA assessment of Israeli laws and regulations on prospectuses | Corporate Disclosure | Opinion | PDF 173.89 KB |
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| 25/09/2015 | 2015/1462 | ESMA opinion on accounting for Deposit Guarantee Scheme | Corporate Disclosure, IFRS Supervisory Convergence | Opinion | PDF 127.91 KB |
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| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 09/04/2019 | 2019 19 | Joint Committee Annual Report 2018 | Joint Committee | Annual Report | PDF 198.17 KB |
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| 18/12/2013 | ESA/2013/035 | Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | Joint Committee | Opinion | PDF 142.63 KB |
Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | |||
| 12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
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| 14/12/2020 | ESMA 33-9-383 | CRA Market Share Calculation 2020 | Credit Rating Agencies | Annual Report | PDF 511.26 KB |
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| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
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| 21/01/2020 | ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 426.62 KB |
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| 07/01/2022 | ESMA22-106-3809 | SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation | Fund Management, Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 325.26 KB |
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| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
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| 14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
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| 04/12/2018 | ESMA33-9-281 | CRA market share report | Credit Rating Agencies | Annual Report | PDF 827.25 KB |
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| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
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| 30/09/2021 | ESMA80-196-5819 | Opinion on improving access to and use of credit ratings | Credit Rating Agencies | Opinion | PDF 331.84 KB |
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| 08/02/2018 | ESMA80-199-153 | ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties- 2017 Annual Report and 2018 Work Programme | Credit Rating Agencies | Annual Report | PDF 1.03 MB |
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| 19/02/2019 | ESMA80-199-273 | ESMA supervision 2019 work plan and annual report 2018 | Credit Rating Agencies | Annual Report | PDF 622.46 KB |
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| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |