ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
114
REFINE YOUR SEARCH
Sections
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- MiFID - Secondary Markets (91) Apply MiFID - Secondary Markets filter
- Corporate Information (82) Apply Corporate Information filter
- MiFID - Investor Protection (64) Apply MiFID - Investor Protection filter
- Market Integrity (35) Apply Market Integrity filter
- Short Selling (34) Apply Short Selling filter
- Post Trading (18) Apply Post Trading filter
- CESR Archive (17) Apply CESR Archive filter
- COVID-19 (12) Apply COVID-19 filter
- Fund Management (11) Apply Fund Management filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Board of Supervisors (8) Apply Board of Supervisors filter
- Credit Rating Agencies (8) Apply Credit Rating Agencies filter
- Brexit (4) Apply Brexit filter
- Management Board (4) Apply Management Board filter
- Securitisation (4) Apply Securitisation filter
- Supervisory convergence (4) Apply Supervisory convergence filter
- Sustainable finance (4) Apply Sustainable finance filter
- Benchmarks (3) Apply Benchmarks filter
- Innovation and Products (3) Apply Innovation and Products filter
- Prospectus (3) Apply Prospectus filter
- Trading (2) Apply Trading filter
- Corporate Finance (1) Apply Corporate Finance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Trade Repositories (1) Apply Trade Repositories filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove Opinion filter Opinion
- (-) Remove Annual Report filter Annual Report
- Reference (237) Apply Reference filter
- Letter (211) Apply Letter filter
- Final Report (101) Apply Final Report filter
- Press Release (98) Apply Press Release filter
- Report (88) Apply Report filter
- Guidelines & Recommendations (87) Apply Guidelines & Recommendations filter
- Summary of Conclusions (54) Apply Summary of Conclusions filter
- Consultation Paper (53) Apply Consultation Paper filter
- Statement (47) Apply Statement filter
- Speech (15) Apply Speech filter
- Q&A (12) Apply Q&A filter
- Decision (11) Apply Decision filter
- Compliance table (8) Apply Compliance table filter
- Technical Advice (6) Apply Technical Advice filter
- Technical Standards (6) Apply Technical Standards filter
- CESR Document (5) Apply CESR Document filter
- Investor Warning (2) Apply Investor Warning filter
Your filters
Careers X Joint Committee X Corporate Disclosure X Market Abuse X Risk Analysis & Economics - Markets Infrastructure Investors X Securities and Markets Stakeholder Group X Opinion X Annual Report X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/10/2011 | 2011/SMSG/11 | Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 48.99 KB |
||||
| 28/10/2011 | 2011/SMSG/12 | Position paper- ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 59.19 KB |
||||
| 28/10/2011 | 2011/SMSG/13 | Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries | Securities and Markets Stakeholder Group | SMSG Advice | PDF 88.23 KB |
||||
| 01/12/2011 | 2011/SMSG/18 | Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union | Securities and Markets Stakeholder Group | SMSG Advice | PDF 149.17 KB |
||||
| 28/02/2012 | 2012/SMSG/11 | Advice on Guidelines on certain aspects of the MiFID suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 138.1 KB |
||||
| 28/02/2012 | 2012/SMSG/12 | Advice on Guidelines on certain aspects of the MiFID compliance function requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 83.35 KB |
||||
| 12/10/2012 | 2012/SMSG/59 | Securities and Markets Stakeholder Group – Report on Helping Small and Medium Sized Companies Access Funding | Securities and Markets Stakeholder Group | SMSG Advice | PDF 497.32 KB |
||||
| 02/02/2012 | 2012/SMSG/6 | Letter regarding deadlines for the submission of ESMA’s technical standards | Securities and Markets Stakeholder Group | SMSG Advice | PDF 82.35 KB |
A letter from the ESMA Securities and Markets Stakeholder Group to Michel Barnier, Commissioner for Internal Market and Services, Sharon Bowles, Chair of ECON, and Klaus-Heiner Lehne, Chair of JURI, regarding deadlines for the submission of ESMA's technical standards. | |||
| 27/09/2012 | 2012/SMSG/60 | SMSG advice on Guidelines on sound remuneration policies under the AIFMD | Securities and Markets Stakeholder Group | SMSG Advice | PDF 81.39 KB |
||||
| 18/12/2013 | 2013/1944 | Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation | Prospectus, Corporate Disclosure | Opinion | PDF 75.6 KB |
||||
| 20/03/2013 | 2013/317 | Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive | Prospectus, Corporate Disclosure | Opinion | PDF 725.59 KB |
||||
| 20/12/2013 | 2013/SMSG/017 | Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 27.43 KB |
||||
| 20/12/2013 | 2013/SMSG/018 | Advice on Discussion Paper – The Clearing Obligation under EMIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 46.94 KB |
||||
| 20/12/2013 | 2013/SMSG/020 | Response to the Consultation Paper ESMA Guidelines on enforcement of financial information | Securities and Markets Stakeholder Group | SMSG Advice | PDF 67.09 KB |
||||
| 03/06/2015 | 2014/SMSG/018 | SMSG Call for evidence: Competition, choice and conflicts of interest in the credit rating industry | Securities and Markets Stakeholder Group | SMSG Advice | PDF 91.24 KB |
||||
| 05/05/2014 | 2014/SMSG/10 | SMSG position paper on Crowdfunding | Securities and Markets Stakeholder Group | SMSG Advice | PDF 131.44 KB |
||||
| 07/07/2014 | 2014/SMSG/11 | SMSG reply to ESMA DP on Market Abuse Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 209.54 KB |
||||
| 29/04/2014 | 2014/SMSG/14 | SMSG reply to ESMA consultation on CRA3 Implementation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 95.17 KB |
||||
| 07/07/2014 | 2014/SMSG/15 | SMSG position paper on Alternative Performance Measures | Securities and Markets Stakeholder Group | SMSG Advice | PDF 145.69 KB |
||||
| 04/06/2014 | 2014/SMSG/30 | SMSG reply to ESMA consultation on draft RTS for the transparency directive | Securities and Markets Stakeholder Group | SMSG Advice | PDF 160.14 KB |