ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Joint Committee filter Joint Committee
- Guidelines and Technical standards (560) Apply Guidelines and Technical standards filter
- MiFID - Investor Protection (141) Apply MiFID - Investor Protection filter
- CESR Archive (126) Apply CESR Archive filter
- Fund Management (117) Apply Fund Management filter
- Corporate Information (80) Apply Corporate Information filter
- Short Selling (56) Apply Short Selling filter
- Credit Rating Agencies (49) Apply Credit Rating Agencies filter
- Market Integrity (37) Apply Market Integrity filter
- Post Trading (33) Apply Post Trading filter
- Market Abuse (16) Apply Market Abuse filter
- COVID-19 (12) Apply COVID-19 filter
- Corporate Disclosure (11) Apply Corporate Disclosure filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Prospectus (9) Apply Prospectus filter
- Board of Supervisors (7) Apply Board of Supervisors filter
- Supervisory convergence (7) Apply Supervisory convergence filter
- Benchmarks (5) Apply Benchmarks filter
- Securitisation (5) Apply Securitisation filter
- Brexit (4) Apply Brexit filter
- Innovation and Products (4) Apply Innovation and Products filter
- Management Board (4) Apply Management Board filter
- Transparency (3) Apply Transparency filter
- CCP Directorate (2) Apply CCP Directorate filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- Market data (2) Apply Market data filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Trade Repositories (2) Apply Trade Repositories filter
- Trading (2) Apply Trading filter
- Corporate Finance (1) Apply Corporate Finance filter
- International cooperation (1) Apply International cooperation filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Annual Report filter Annual Report
- (-) Remove CESR Document filter CESR Document
- Reference (170) Apply Reference filter
- Consultation Paper (54) Apply Consultation Paper filter
- Press Release (54) Apply Press Release filter
- Final Report (51) Apply Final Report filter
- Letter (42) Apply Letter filter
- Statement (37) Apply Statement filter
- Report (24) Apply Report filter
- Speech (23) Apply Speech filter
- Q&A (12) Apply Q&A filter
- Decision (11) Apply Decision filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Compliance table (9) Apply Compliance table filter
- Technical Standards (9) Apply Technical Standards filter
- Technical Advice (4) Apply Technical Advice filter
- SMSG Advice (3) Apply SMSG Advice filter
- Investor Warning (2) Apply Investor Warning filter
- Vacancy (2) Apply Vacancy filter
Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
22/12/2011 | 2011/456 | Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities | MiFID - Secondary Markets | Guidelines & Recommendations | PDF 407 KB |
This is the final report. The guidelines along with the translations are published separately. |
|||
24/02/2012 | 2012/122 | Guidelines- Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities | Guidelines and Technical standards, MiFID - Secondary Markets | Guidelines & Recommendations | PDF 1006.44 KB |
ESMA Board of Supervisors (the BoS) has decided on the 26 September 2018 to withdraw the guidelines on “Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities”. The guidelines were issued by ESMA, in February 2012, to ensure a common, uniform and consistent application of MiFID and MAD. The BoS decision to withdraw the guidelines is based on the subject matter being fully incorporated into MiFID II, MAR, and relevant delegated acts. |
enbgcsdadeelesetfifrgahrhuitltlvmtnlplptroskslsv | ||
06/05/2015 | 2015/675 | Guidelines on the application of the definitions in Sections C6 and C7 of Annex I of Directive 2004/39/EC (MiFID) | Guidelines and Technical standards, MiFID - Secondary Markets | Guidelines & Recommendations | PDF 330.93 KB |
||||
08/08/2017 | 2016/1452 | Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Guidelines & Recommendations | PDF 4.67 MB |
BG - Преводът е предоставен от Центъра за преводи за органите на Европейския съюз. CS - Tento překlad vypracovalo Překladatelské středisko pro instituce Evropské unie. DA - Denne oversættelse er udarbejdet af Oversættelsescentret for Den Europæiske Unions Organer. DE - Die Übersetzung erfolgte durch das Übersetzungszentrum für die Einrichtungen der Europäischen Union. EL - Η παρούσα μετάφραση έγινε από το Μεταφραστικό Κέντρο των Οργάνων της Ευρωπαϊκής Ένωσης. ES - Texto traducido por el Centro de Traducción de los Órganos de la Unión Europea. ET - Selle tõlke tegi Euroopa Liidu Asutuste Tõlkekeskus. FI - Euroopan unionin elinten käännöskeskus on tehnyt tämän käännöksen. FR - La présente traduction a été fournie par le Centre de traduction des organes de l’Union européenne. HR - Za prijevod se pobrinuo Prevoditeljski centar za tijela Europske unije. HU - Ezt a fordítást az Európai Unió. IT - La presente traduzione è stata fornita dal Centro di traduzione degli organismi dell’Unione europea. LT - Šį tekstą išvertė Europos Sąjungos įstaigų vertimo centras. LV - Šo tulkojumu ir nodrošinājis Eiropas Savienības iestāžu Tulkošanas centrs. MT - Din it-traduzzjoni ġiet ipprovduta miċ-Ċentru tat-Traduzzjoni għall-Korpi tal-Unjoni Ewropea. NL - Deze vertaling is verzorgd door het Vertaalbureau voor de organen van de Europese Unie. PL - Tłumaczenie wykonane przez Centrum Tłumaczeń dla Organów Unii Europejskiej. PT - Esta tradução foi fornecida pelo Centro de Tradução dos Organismos da União Europeia. RO - Această traducere a fost asigurată de Centrul de Traduceri pentru Organismele Uniunii Europene. SK - Preklad vyhotovilo Prekladateľské stredisko pre orgány Európskej únie. SL - Prevod je zagotovil Prevajalski center za organe Evropske unije. SV - Den här översättningen har utförts av Översättningscentrum för Europeiska unionens organ. |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | ||
02/05/2016 | 2016/666 | Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 193.79 KB |
||||
02/05/2016 | 2016/666 ANNEX | Annex- Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 633.28 KB |
||||
02/05/2016 | 2016/668 | Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 152.8 KB |
||||
02/05/2016 | 2016/668 ANNEX | Annex- Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 124.02 KB |
||||
30/05/2016 | 2016/730 | Opinion on draft RTS 20 on ancillary activity | MiFID - Secondary Markets | Opinion | PDF 148.29 KB |
||||
30/05/2016 | 2016/730 ANNEX | Annex- Opinion on draft RTS 20 on ancillary activity | MiFID - Secondary Markets | Opinion | PDF 220.42 KB |
||||
09/04/2019 | 2019 19 | Joint Committee Annual Report 2018 | Joint Committee | Annual Report | PDF 198.17 KB |
||||
18/12/2013 | ESA/2013/035 | Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | Joint Committee | Opinion | PDF 142.63 KB |
Joint Opinion-Review on the functioning of the European Systemic Risk Board (ESRB) | |||
12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
||||
06/08/2020 | ESMA 70-155-9767 | Opinion on position limits on CEGH VTP | MiFID - Secondary Markets | Opinion | PDF 306.8 KB |
||||
06/08/2020 | ESMA-70-155-10052 | Opinion on position limits on PSV | MiFID - Secondary Markets | Opinion | PDF 233.92 KB |
||||
06/08/2020 | ESMA-70-155-10053 | Opinion on position limits on PEG | MiFID - Secondary Markets | Opinion | PDF 233.69 KB |
||||
24/10/2017 | ESMA-70-155-1818 | MiFID II position limits on aluminium contracts | MiFID - Secondary Markets | Opinion | PDF 130.07 KB |
||||
20/03/2019 | ESMA-70-155-5287 | Position limit notification for Hungarian Future | MiFID - Secondary Markets | Opinion | PDF 537.44 KB |
||||
06/08/2020 | ESMA-70-155-9763 | Opinion on position limits on GPL | MiFID - Secondary Markets | Opinion | PDF 233.61 KB |
||||
21/12/2018 | ESMA-70-156-869 | Guidelines on the application of C6 and C7 of Annex 1 of MiFID II | MiFID - Secondary Markets | Guidelines & Recommendations | PDF 268.63 KB |