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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
11/05/2005 04-505b Market Abuse Directive- Level 3 – first set of CESR guidance and information on the common operation of the Directive , Guidelines & Recommendations PDF
119.41 KB
http://www.cesr-eu.org/data/document/04_505b.pdf
30/05/2005 AMP Austria Accepted Market Pratices: Valuation transaction on the bond market on the Vienna Stock Exchange (Austria) Reference PDF
78.74 KB
The Austrian provisions in their original form can be found by clicking on the following link.
30/05/2005 Austria Accepted Market Practices- Austrian provisions- Not continued under MAR Reference PDF
19.9 KB
30/05/2005 AMP France Buy Back Accepted Market Practices: a market practice related to share buy back programs. Buy an hold for future use as means of payment for acquiring another company on Euronext (France)- Not continued under MAR Reference PDF
71.11 KB
30/05/2005 AMP France Liquidity Accepted Market Practices: a market practice related to share buy back programs. Liquidity contracts on Euronext (France) Reference PDF
107.34 KB
11/02/2008 AMP Spain Accepted Market Practices: Liquidity Contracts (Spain) – Replaced by an accepted market practice under MAR on 11 July 2017 Reference PDF
157.13 KB
19/08/2008 AMP Portugal Accepted Market Practices: Liquidity Contracts (Portugal) – To be replaced by an accepted market practice under MAR Reference PDF
101.04 KB

The national legal text is available on the CMVM website.

15/01/2009 AMP Greece Accepted Market Practices: Purchase of own shares to hold them for future acquisition of shares of another company (Greece)- Not continued under MAR Reference PDF
77.84 KB
15/05/2009 09-219 Guidelines- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market , Guidelines & Recommendations PDF
281.09 KB
23/06/2011 AMP Netherlands Accepted Market Practices: Liquidity agreements (Netherlands)- TERMINATED UNDER MAR ON 19 September 2017 Reference PDF
96.72 KB

The publication (in Dutch) of the decision to terminate the Dutch AMP on liquidity agreements can be found on the AFM’s website at the following link https://www.afm.nl/nl-nl/professionals/nieuws/2017/sep/beeindigen-amp.
 

19/10/2011 2011/SMSG/3 Summary of conclusions- meeting of the SMSG on 21 July 2011 Reference PDF
59.38 KB
16/11/2011 2011/379 Final report- ESMA's technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive Technical Advice PDF
3.51 MB
01/12/2011 2011/SMSG/15 Summary of conclusions- SMSG meeting on 11 October 2011 Reference PDF
80.45 KB
22/12/2011 2011/456 Final report- Guidelines on systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities Guidelines & Recommendations PDF
407 KB

This is the final report. The guidelines along with the translations are published separately.

24/01/2012 2012/SMSG/1 SMSG work programme for 2012 Reference PDF
58.17 KB
This document sets out the work programme for 2012 which has been adopted by the Securities and Markets Stakeholder Group. It also sets out a preliminary work programme for 2013 which falls within the current Group’s mandate.
24/02/2012 2012/122 Guidelines- Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities , Guidelines & Recommendations PDF
1006.44 KB

ESMA Board of Supervisors (the BoS) has decided on the 26 September 2018 to withdraw the guidelines on “Systems and controls in an automated trading environment for trading platforms, investment firms and competent authorities”. The guidelines were issued by ESMA, in February 2012, to ensure a common, uniform and consistent application of MiFID and MAD. The BoS decision to withdraw the guidelines is based on the subject matter being fully incorporated into MiFID II, MAR, and relevant delegated acts.

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28/03/2012 2012/197 Guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS , Guidelines & Recommendations PDF
269.27 KB
To access the translations, please use the links on the left.
28/03/2012 2012/197 bg Насоки относно измерване на риска и изчисляването на глобалния риск за някои видове структурирани ПКИПЦК , Guidelines & Recommendations PDF
281.24 KB
28/03/2012 2012/197 cz Pokyny k měření rizik a výpočtu otevřené pozice pro určité typy strukturovaných SKIPCP , Guidelines & Recommendations PDF
269.01 KB
28/03/2012 2012/197 dk Retningslinjer om risikoberegning og beregning af samlet eksponering for visse typer af strukturerede investeringsinstitutter UCITS , Guidelines & Recommendations PDF
275.1 KB

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