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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/06/2020 ESMA20-95-1264 2019 Annual Report Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Annual Report PDF
3.03 MB
16/06/2021 ESMA20-95-1381 2020 Annual Report Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Annual Report PDF
4 MB
15/06/2020 ESMA20-95-1132 2020 Annual Work Programme- revised Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Annual Report PDF
548.42 KB
15/11/2018 ESMA70-145-1081 Annual report on administrative and criminal sanctions and other administrative measures under MAR Market Abuse, Market Integrity Annual Report PDF
158.47 KB
23/11/2021 ESMA70-156-4673 Annual Report on MAR administrative and criminal sanctions 2021 Market Abuse Annual Report PDF
338.34 KB
29/06/2012 2012/415 Call for Evidence on Empty Voting Transparency, Corporate Disclosure CESR Document PDF
275.66 KB		 ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present.
09/03/2020 ESMA80-199-332 ESMA Supervision- Annual Report 2019 and Work Programme 2020 Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories Annual Report PDF
825.72 KB
03/02/2015 2015/224 ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation Market Abuse Technical Advice PDF
1021.03 KB		 This advice:•    specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; •    recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;•    suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified.  •    provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing  any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation.  . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and•    proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015.
20/03/2013 2013/318 Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies Prospectus, Corporate Disclosure, Transparency CESR Document PDF
265.19 KB
15/05/2009 09-220 Feedback statement- MAD Level 3 – Third set of CESR guidance and information on the common operation of the Directive to the market Market Abuse CESR Document PDF
238.16 KB
22/12/2020 ESMA22-106-2934 SMSG Summary of Conclusions 1 October 2020 Securities and Markets Stakeholder Group Summary of Conclusions PDF
104.05 KB
07/04/2020 ESMA22-106-2144 SMSG Summary of Conclusions 5 February 2020 Securities and Markets Stakeholder Group Summary of Conclusions PDF
224.67 KB
29/06/2020 ESMA22-106-2598 SMSG Summary of Conclusions 6 May 2020 Securities and Markets Stakeholder Group Summary of Conclusions PDF
170.4 KB
05/10/2020 ESMA22-106-2788 SMSG Summary of Conclusions 9 July 2020 Corporate Information, Securities and Markets Stakeholder Group Summary of Conclusions PDF
158.28 KB
16/12/2015 2015/MB/69 SoC 4 November meeting of the Management Board Management Board Summary of Conclusions PDF
63.93 KB
30/10/2015 2015/SMSG/022 SoC August 2015 Securities and Markets Stakeholder Group Summary of Conclusions PDF
196.51 KB
21/05/2021 ESMA22-106-3341 SoC Board of Supervisors and the Securities and Markets Stakeholder Group- 24 March 2021 Board of Supervisors, Securities and Markets Stakeholder Group Summary of Conclusions PDF
82.2 KB
03/01/2020 ESMA22-106-2024 SoC ESMA Management Board December 2019 Management Board Summary of Conclusions PDF
139.66 KB
13/03/2019 ESMA22-106-1675 SoC ESMA Management Board January 2019 Management Board Summary of Conclusions PDF
167.33 KB
06/11/2019 ESMA22-106-1988 SoC ESMA Management Board October 2019 Management Board Summary of Conclusions PDF
134.87 KB

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