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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
24/08/2007 VDP VDP response Reference PDF
129.3 KB
15/02/2005 US Equivalence USA reponse to questionnaire on GAAP Equivalence Final Report PDF
838.27 KB
22/03/2005 US Enforcement USA response to CESR survey on Enforcement Mechanisms Final Report PDF
3.83 MB
24/08/2007 SP S&P response Reference PDF
587 KB
23/03/2001 ResolutionStockholm Stockholm Resolution Reference PDF
18.53 KB
Resolution of the European Council on more effective securities market regulation in the European Union Stockholm, 23 March 2001
24/05/2013 request for technical advice Request from the European Commission for ESMA’s technical advice on procedural rules for taking supervisory measures and imposing fines on trade repositories Reference PDF
626.54 KB
11/12/2015 Post-trading links Links to key Post Trading documents Reference PDF
603.88 KB
20/09/2022 Overview recruitments Overview recruitments , Reference PDF
797.22 KB

Updated September 2022

21/08/2014 ODRG/1/2014 ODRG letter to FSB on barriers to reporting to trade repositories Letter PDF
1.27 MB
09/11/2015 ODRG/06/11/15 Report of the ODRG to the G20 Nov (06112015) Reference PDF
215.5 KB
07/11/2014 ODRG 7/11/14 Report of the OTC Derivatives Regulators Group (ODRG) to G20 Leaders on Cross-Border Implementation Issues Reference PDF
460.72 KB
24/08/2007 NVB-CRA NVB response Reference PDF
35.34 KB
06/11/2015 NFC no CT Notification of NFC no longer exceeding the clearing threshold Reference XLSX
50.16 KB

This notification may be submitted to ESMA (EMIR-notifications@esma.europa.eu) preferably in Excel format, using the form hereby by a non-financial counterparty that no longer exceeds the clearing threshold for any of the following: 

a)     OTC credit derivative contracts;   
b)     OTC equity derivative contracts;   
c)     OTC foreign exchange derivative contracts;   
d)     OTC interest rate derivative contracts; and  
e)     OTC commodity derivative contracts and other OTC derivative contracts not defined under points (a) to (d). 
20/03/2017 mousca MoU on CCP supervision with the UAE SCA Reference PDF
577.19 KB
20/03/2017 mourbi MoU on CCP supervision with Reserve Bank of India Reference PDF
612.41 KB
20/03/2017 moudfsa Previous MoU on CCP supervision with Dubai Financial Supervisory Authority Reference PDF
661.74 KB
18/04/2017 MOU RBNZ ESMA Previous MoU on CCP supervision with Reserve Bank and Financial Markets Authority of New Zealand Reference PDF
713.04 KB
06/06/2016 MoU for USA MoU for TC-CCPs for USA Reference PDF
724.11 KB
07/01/2016 MoU for Switzerland Previous MoU for Switzerland Reference PDF
678.27 KB
22/03/2016 MoU for South Korea Signed MoU for South Korea Reference PDF
176.89 KB

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