ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/03/2011 | EC 21-02-11 | Letter from Jonathan Faull regarding the extension of the deadline for delivery of ESMA’s advice on the AIFMD | Fund Management | Letter | PDF 149.8 KB |
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| 16/11/2011 | 2011/382 | Letter to Michel Barnier- ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) | Fund Management | Letter | PDF 41.73 KB |
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| 16/11/2011 | 2011/383 | Letter to Jonathan Faull- ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) | Fund Management | Letter | PDF 41.73 KB |
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| 16/11/2011 | 2011/384 | Letter to Sharon Bowles- ESMA's response to the European Commission's provisional request to CESR/ESMA for technical advice on possible Level 2 measures concerningthe Directive for Alternative Investment Fund Managers (AIFM) | Fund Management | Letter | PDF 200.77 KB |
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| 21/02/2012 | 2012/113 | Questions and Answers- A Common Definition of European Money Market Funds- updated February 2012 | Fund Management | Q&A | PDF 83.79 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of the guidelines on a Common Definition of European Money Market Funds developed by CESR by providing responses to questions posed by the general public and competent authorities. The content of this document is aimed at competent authorities to ensure that in their supervisory activities their actions are converging along the lines of the responses adopted by ESMA. However, the answers are also intended to help management companies by providing clarity as to the content of CESR’s guidelines on a Common Definition of European Money Market Funds, rather than creating an extra layer of requirements. | |||
| 18/07/2013 | Ares(2013)2569526 | European Commission letter to ESMA re draft Regulatory Technical Standards on types of AIFMD, Article 4(4) of AIFMD Directive | Fund Management | Letter | PDF 125.25 KB |
On 8 July 2013 ESMA received a letter from the European Commission (EC) in response to its draft regulatory technical standards in its Final report - Draft Regulatory Technical Standards on types of AIFMs (ESMA/2013/413) submitted to the EC on 2 April 2013 for endorsement. According to Article 10(1) sixth subparagraph of Regulation (EU) No 1095/2010, ESMA has 6 weeks starting from 8 July to respond to the EC’s letter. | |||
| 23/02/2015 | 2015/168 | Letter to EU Institutions re ESMA’s 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Letter | PDF 37.31 KB |
Dear Mr Gualtieri, Ms Ribkina and Commissioner Hill, On 30 September 2014 we sent you ESMA’s Work Programme for 2015, which was based on the budget request that had been approved by ESMA’s Board of Supervisors: a budget of €38,639,000 and 147 Establishment Plan posts. The EU budget had not been voted at the time. Following the adoption of the EU budget, ESMA’s 2015 expenditure budget is €33,601,402 (plus an additional €3,100,000 from assigned revenues for tasks delegated from National Competent Authorities) with an Establishment Plan of 137 posts. ESMA’s Board of Supervisors has approved a revised work programme to account for the difference of €5m and 10 Establishment Plan posts; representing a 15% reduction compared to the planned ESMA budget and 7% of its Establishment Plan. ESMA will therefore lack sufficient resources to execute all the tasks that were initially planned for 2015. The Work Programme explains the areas where reprioritisation had to take place, including the risk that ESMA will not fully meet its legal obligations, for instance due to the delay of delivery compared to legally set timetables. A summary of the deprioritised tasks is annexed to the Work Programme and reproduced in the table below. 2014/1200rev ESMA Work Programme | |||
| 30/07/2015 | 2015/1232 | Letter to the European Commission- ESMA’s opinion and advice on the AIFMD passport | Fund Management | Letter | PDF 71.12 KB |
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| 30/07/2015 | 2015/1233 | Letter to the European Parliament- ESMA’s opinion and advice on the AIFMD passport | Fund Management | Letter | PDF 65.84 KB |
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| 30/07/2015 | 2015/1234 | Letter to the European Council- ESMA’s opinion and advice on the AIFMD passport | Fund Management | Letter | PDF 64.7 KB |
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| 19/01/2016 | Ares(2015)5921711 | EU Commission Letter AIFMD Passport | Fund Management | Letter | PDF 63.78 KB |
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| 31/03/2016 | 2016/412 | Letter to European Commission, European Council and European Parliament on the Proportionality principle and remuneration rules in the financial sector | Fund Management | Letter | PDF 154.73 KB |
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| 31/05/2016 | 2016/774 | Q&A on the Application of the EuSEF and EuVECA Regulations | Fund Management | Q&A | PDF 212.93 KB |
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| 21/11/2016 | 2016/1586 | Questions and Answers on UCITS Directive | Fund Management | Q&A | PDF 454.07 KB |
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| 16/12/2016 | 2016/1669 | 2016-1669 Q&A on AIFMD | Fund Management | Q&A | PDF 436.68 KB |
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| 07/02/2018 | ESMA34-49-107 | Letter to European Commission on MMF ITS and Technical Advice | Fund Management | Letter | PDF 61.18 KB |
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| 13/04/2018 | ESMA40-133-624 | ESMA's response to WP29 Consultation on Guidelines on Derogations | International cooperation, Supervisory convergence | Letter | PDF 428.49 KB |
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| 20/07/2018 | ESMA34-49-128 | Letter to EC VP Dombrovskis Share Cancellation MMF | Fund Management | Letter | PDF 211.7 KB |
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| 07/08/2018 | ESMA34-32-427 | ESMA letter to EIOPA regarding AIFMD | Fund Management | Letter | PDF 203.59 KB |
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| 31/10/2018 | Ref. Ares(2018)5093685 | Letter from Commission VP Dombrovskis response to ESMA letter on implementation of the MMF Regulation | Fund Management | Letter | PDF 54.88 KB |